Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kevin? Claim Your ProfileKevin Joseph Looby is a financial advisor with Essex Financial Services, Inc. based in Essex, Connecticut. Kevin has been in the financial services industry since 1996 and is a registered investment advisor in multiple states. Kevin has passed a number of industry exams including the Series 6, 7 and 66 and is also a Certified Financial Planner. Kevin has experience with a variety of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. Kevin's specializations include financial planning, portfolio management for individuals and businesses, and selection of other advisors. Kevin's previous experience includes roles with Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and Principal Wealth Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/24/2022 - Present
Essex Financial Services, Inc. (ESSEX CT)
CT
05/04/2016 - 01/02/2018
ESSEX FINANCIAL SERVICES, INC. (MADISON CT)
NJ
10/22/1999 - 04/14/2016
FIDELITY BROKERAGE SERVICES LLC (MILLBURN NJ)
RI
11/15/1996 - 10/21/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 02/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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