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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Janney Montgomery Scott LLC

location

Mystic, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Justin Staub is a financial advisor with Janney Montgomery Scott LLC, a large firm based in Philadelphia. Justin has been in the industry since 2020 and is registered with the Securities and Exchange Commission (SEC) to provide investment advice in 42 states. Justin can provide financial planning, portfolio management, and pension consulting services. Justin holds the Series 7, Series 66, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Westport, CT

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Justin Erik Borglum is a registered investment advisor representative with Morgan Stanley. Justin has been in the financial services industry since October 8, 1995. Justin has passed the Series 63, Series 7 and SIE exams. Justin is licensed to provide investment advice in multiple states. Justin has been with Morgan Stanley since June 2009. Before that, Justin worked for Citigroup Global Markets Inc. Justin has also served as a Board Member for the Silvermine Golf Club since October 2023.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Wells Fargo Clearing Services, LLC

location

ANSONIA, CT

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Justin Xavier Ramsteck is a financial advisor with Wells Fargo Clearing Services, LLC, registered with the state of Connecticut. Justin has been in the financial industry since 2010. Justin holds the Series 6, SIE and Series 63 licenses and has been registered with the firm since December 1, 2010. Justin specializes in investment consulting, financial planning and pension consulting. Justin's office is located at 211 MAIN ST 2ND FL in Ansonia, Connecticut.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Natwest Markets Securities Inc.

location

STAMFORD, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Justin Henkel is a registered representative with Natwest Markets Securities Inc. Justin has been in the industry since January 29, 2014 and holds the Series 7, Series 63 and SIE licenses. Justin has previously held positions at BNP Paribas Securities Corp., ANZ Securities, Inc., and Credit Agricole Securities (USA) Inc. Justin is registered in 49 states and the District of Columbia.

SPECIALIZATIONS

No specializations listed.

Unclaimed

LPL Financial LLC

location

BRANFORD, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Justin Carfora is a financial advisor with LPL Financial LLC. Justin has been working in the financial services industry since 2009. Justin is a Registered Representative and Investment Advisor Representative. Justin has experience with First Trust Portfolios L.P., Sentinus-Halo Securities, TerraNova Capital Equities, Inc., Sentinel Financial Services Company, Allianz Global Investors Distributors LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Justin holds the Series 66, Series 7 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Franklin Distributors, LLC

location

STAMFORD, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Justin Herger is a financial advisor with Franklin Distributors, LLC, a firm based in Stamford, CT. Justin has been in the financial industry since 2001. Justin is registered with the state of Connecticut and holds Series 7, 24, 52, 63, and 65 licenses. Justin has worked for several financial institutions, including Putnam Retail Management Limited Partnership, Franklin Templeton Financial Services Corp., Templeton/Franklin Investment Services, Inc., Franklin/Templeton Distributors, Inc., Morgan Stanley & Co., Incorporated, and Morgan Stanley DW Inc.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Citigroup Global Markets Inc.

location

GREENWICH, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Justin Golkowski is a financial advisor with Citigroup Global Markets Inc.. Justin is a registered representative in 52 states and has been working in the industry since 2004. Justin holds Series 6, 7, 63, 65, and SIE licenses and has specialized in asset allocation, portfolio management, financial planning and pension consulting for a variety of clients, including corporations, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. Prior to joining Citigroup Global Markets Inc., Justin worked at M&T Securities, INC., ING Financial Advisors, LLC, and First Investors Corporation.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Justin Petosa is a financial advisor with Voya Financial Partners, LLC. Justin has been in the financial industry since July 2016. Justin is licensed in Connecticut. Justin is also Series 6 and Series 63 licensed. He has passed the SIE exam.

SPECIALIZATIONS

No specializations listed.

Unclaimed

THE Colony Group, LLC

location

Westport, CT

0 Disclosures

ADVISOR BIO

Justine Fredericks is an investment advisor representative with The Colony Group, LLC. Justine has been in the industry for over two decades and has a broad range of experience. Justine has held various roles at different firms, including AXA Advisors, LLC, MONY Securities Corporation, and American Skandia Marketing, Inc. Justine holds the Series 65, Series 63, Series 24, and Series 7 licenses. Justine is also registered as an investment advisor in Connecticut and Texas. Justine specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX PREP. SRVCS, DISPUTE RESOLUTION SRVCS, FAMILY OFFICE SRVCS, BUS. MGMT. SRVCS, INS. SOLUTIONS, CREDIT & CASH MGMT SOLUTIONS..
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Kaeleigh Christine Mahon is a financial professional licensed in multiple states. Kaeleigh holds a Series 6 and Series 63 license. Kaeleigh currently works for Prudential Annuities Distributors, Inc. and has been with the firm since 2019. Previously Kaeleigh worked for Prudential Investment Management Services LLC.

SPECIALIZATIONS

No specializations listed.

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