Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Neri is a financial advisor with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Kathleen is registered with the state of Connecticut to offer investment products. Kathleen has been in the securities industry since May 9, 2005. Prior to working with Prudential Annuities Distributors, Inc., Kathleen worked at PRUCO SECURITIES, LLC. in Plymouth, Minnesota and HARTFORD EQUITY SALES COMPANY INC. in Simsbury, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/01/2020 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
MN
01/03/2013 - 04/01/2020
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
CT
05/09/2005 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
BC
Issued 07/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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