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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

19 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

James Jason Benson is a financial professional with over 15 years of experience in the financial services industry. James Benson currently works as a registered representative with Prudential Annuities Distributors, Inc. James Benson has previously been registered with PRUCO SECURITIES, LLC. and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. James Benson holds a Series 6, Series 63 and SIE licenses and is registered in Minnesota.

SPECIALIZATIONS

No specializations listed.

Unclaimed

WJL Financial Advisors | CFP ® (Certifications)

location

Greenwich, CT

0 Disclosures

ADVISOR BIO

James Anton Moore is an investment advisor representative with WJL Financial Advisors. James has been in the industry since 2011 and is registered in Connecticut, Maryland, New Jersey, and New York. James specializes in financial planning and tax preparation. James has a Series 65 license and is also a Certified Financial Planner. James works out of the Greenwich, Connecticut office of WJL Financial Advisors.

SPECIALIZATIONS

Financial Planning Services
TAX PREPARATION
Unclaimed

Commonwealth Financial Network

location

SANDY HOOK, CT

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

James Patrick Kenning has been in the financial services industry since March 14, 1983. James is currently registered with Commonwealth Financial Network. James has a total of 19 approved state registrations, with 1 of those registrations as an Investment Advisor. James also has 4 product exams, 2 state exams, and 1 principal exam. James is registered in 20 states and is currently serving clients in Connecticut. James also offers fixed insurance sales at the branch location.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

WEST HARTFORD, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

James Curran is a financial advisor with over 20 years of experience in the financial services industry. James is currently registered with LPL Financial LLC and has held previous registrations with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. James holds the Series 65, Series 66, Series 7 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SOUTHBURY, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

James Atkinson is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. James is registered to provide investment advice in 53 states and the District of Columbia. James has been in the industry since 2014, and has experience working at Webster Bank and Bank of America. James has a strong background in both securities and investment advisory services, and is committed to providing his clients with personalized advice and guidance.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Osaic Institutions, Inc.

location

MERIDEN, CT

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

James Price has been in the financial industry since 1988. James is currently registered with Osaic Institutions, Inc., Ladenburg Thalmann & Co. Inc., Triad Advisors LLC, Osaic Wealth, Inc., and Osaic Services, Inc.. James has previously been registered with Securities America, Inc., Woodbury Financial Services, Inc., FSC Securities Corporation, Securities Service Network, LLC, KMS Financial Services, Inc., Investcorp, Inc., NCG Securities LLC, Growth Capital Services, Inc., UBS Financial Services Inc., Prudential Securities Incorporated, Lehman Brothers Inc., and E. F. Hutton & Company Inc.. James holds the Series 3, 7, 8, 24, and 63 licenses. James is a Registered Representative and Investment Advisor Representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
SOLICITATION SERVICES FOR OTHER ADVISERS
Unclaimed

Osaic Institutions, Inc.

location

MERIDEN, CT

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

James Nocerino is a registered investment advisor representative with Osaic Institutions, Inc. James has been in the securities industry since 1983 and has experience with various life insurance companies, property and casualty sales and service, and investment advisory services. James also owns and operates JJN Wealth Management, LLC, a firm that provides financial advice and investment services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
SOLICITATION SERVICES FOR OTHER ADVISERS
Unclaimed
location

STAMFORD, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

James Palen is a financial professional with over 25 years of experience in the industry. James is currently a registered representative with Jefferies LLC and has held previous positions with Credit Suisse Securities (USA) LLC, Guggenheim Securities, LLC, and Bear, Stearns & Co. Inc. James is licensed in all 50 states and the District of Columbia. James holds the Series 7, Series 63, Series 79TO, and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Tourmaline Partners, LLC

location

STAMFORD, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

James Robert Conway is a financial professional with over 18 years of experience in the securities industry. James Robert Conway is currently registered with Tourmaline Partners, LLC, a firm based in Stamford, Connecticut. James Robert Conway has held previous positions with firms such as SIEBERT WILLIAMS SHANK & CO., LLC, OCEANUS SECURITIES, LLC, INVESTACORP, INC., ARXIS SECURITIES LLC, PARK AVENUE SECURITIES LLC, LOUIS CAPITAL MARKETS, LP, TFS DERIVATIVES CORPORATION, and TFS BLACKWOOD, LLC. James Robert Conway holds several licenses and certifications, including the Series 4, 7, 24, 27, 63, 87, and SIE exams. James Robert Conway is registered in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Knights OF Columbus Asset Advisors LLC | CFP ® (Certifications)

location

NEW HAVEN, CT

0 Disclosures

ADVISOR BIO

James Bell is an investment advisor representative with Knights of Columbus Asset Advisors LLC, which has offices in New Haven, Connecticut and Irving, Texas. James holds the Series 65 license and is a Certified Financial Planner. James has been in the financial services industry since 2014. In addition to his role at Knights of Columbus Asset Advisors LLC, James is also a Field Agent for Knights of Columbus Insurance, selling life insurance, annuities, long-term care insurance, and disability insurance. James specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. He also provides pension consulting and selection of other advisors services. James is registered to provide investment advisory services in Texas.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles

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