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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Commonwealth Financial Network | CFP ® (Certifications)

location

GLASTONBURY, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

James D. Demartino is a financial advisor with Commonwealth Financial Network. James is a Certified Financial Plannerâ„¢ professional and has been in the industry since 2003. James is registered to offer investment advice in Connecticut, Florida, Maine, Massachusetts, and South Carolina. In addition to being registered with FINRA, James also holds the Series 66, Series 7, and SIE licenses. James is an experienced financial advisor who specializes in portfolio management, financial planning, pension consulting, and educational seminars. James is committed to providing his clients with personalized financial advice to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Cambridge Investment Research Advisors, Inc.

location

East Windsor, CT

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

James Galloway is a financial advisor with Cambridge Investment Research Advisors, Inc. He is based in East Windsor, CT. James Galloway is registered in Connecticut and Arizona. He has been working in the financial industry since October 2020. James Galloway offers financial planning, pension consulting, educational seminars, market timing services, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Eagle Point Securities LLC

location

GREENWICH, CT

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

James Doherty is a financial professional with over 20 years of experience in the industry. James is currently registered with Eagle Point Securities LLC, Realcadre LLC, Howden Tiger Capital Markets & Advisory, LLC, Gemini Galactic Markets, LLC, MEC Global Partners LLC, VAN Lanschot Kempen (usa) Inc., United First Partners LLC, East West Markets, LLC, Transpacific Group LLC, Eastdil Secured Advisors LLC, Liontree Advisors LLC, Foros Securities LLC, Bonds.com LLC, Winterflood Securities US Corp., Bain Capital Distributors, LLC, Oddo BHF NEW York Corp., Bradesco Securities, Inc., Raine Securities LLC, China Renaissance Securities (us) Inc., and Papamarkou Wellner & CO., Inc. James holds licenses in the states of Florida and New York. James has also been previously registered with CVEX MARKETS LLC, SPC CAPITAL MARKETS LLC, HEDGE PRO, VICENTE & PARTNERS LLC, REVOLUT SECURITIES INC., OLIVETREE FINANCIAL, LLC, ASHFORD SECURITIES LLC, and SDDCO BROKERAGE ADVISORS LLC. James has a strong background in the financial services industry and is dedicated to providing clients with the highest level of service.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

James Hanington Sykes is a financial professional with over 20 years of experience in the industry. He is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. James has a Series 6, Series 63, and SIE license. He is also registered in Connecticut.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

WEST HARTFORD, CT

0 Disclosures

ADVISOR BIO

James Femia is a registered Investment Advisor Representative with Apella Wealth. James Femia has been in the securities industry for 27 years. James Femia has been with Apella Wealth since September 2015. James Femia has a Series 6, 7, 63, and 65 license. James Femia is registered with the states of Connecticut, Massachusetts and Texas. James Femia works with individual clients, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, charitable organizations and individuals other than high-net-worth. James Femia provides financial planning and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
Unclaimed
location

Greenwich, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

James Matthew Sykes is a financial advisor who has been working in the industry since January 11, 2003. Currently, James Matthew Sykes is registered with Morgan Stanley. James Matthew Sykes has held previous registrations with Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., Trautman Wasserman & Company, Inc. and Donaldson, Lufkin & Jenrette Securities Corporation. James Matthew Sykes has a broad range of experience in the financial services industry, including securities trading, investment advisory, and financial planning. James Matthew Sykes is dedicated to providing his clients with personalized financial advice and investment solutions that meet their unique needs and goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Commonwealth Financial Network

location

Pomfret Center, CT

0 Disclosures

ADVISOR BIO

James Weiss is a financial advisor with Commonwealth Financial Network. James has been a financial advisor since 1972 and is registered with the state of Connecticut. James has a wide range of experience in the financial industry, including working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., and Integrated Resources Equity Corporation. James is committed to providing clients with personalized financial advice and guidance. Commonwealth Financial Network is a registered investment advisor with a strong focus on independent financial advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

UBS Financial Services Inc. | CFP ® (Certifications)

location

HARTFORD, CT

experience

50 Years Experience

0 Disclosures

ADVISOR BIO

James Fasi is a financial advisor with over 40 years of experience in the financial services industry. James Fasi is currently registered with UBS Financial Services Inc. James Fasi has also held previous registrations with PAINE, WEBBER, JACKSON & CURTIS INCORPORATED. James Fasi is licensed in 37 states and holds the Series 3, 7, 63, 65, and SIE licenses. James Fasi also holds the Certified Financial Planner designation. James Fasi has a wide range of experience in providing financial advice to individuals, businesses, and institutions. James Fasi specializes in providing financial planning, investment management, and retirement planning services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Hardman Johnston Global Advisors LLC

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

James Gerard Pontone is a registered investment advisor representative with Hardman Johnston Global Advisors LLC in Stamford, CT. James has been in the industry since 1984 and has held previous roles with firms including ARK Securities Co., INC., Mitchell Hutchins Asset Management INC., Morgan Stanley & Co., Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and PaineWebber Incorporated. James is a Series 63, Series 65 and Series 7 licensed professional.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Raymond James & Associates, Inc.

location

Greenwich, CT

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

James Knight is a financial advisor at Raymond James & Associates, Inc., with over 25 years of experience in the industry. James has held several positions with leading financial institutions and has a broad range of expertise in financial planning, portfolio management, and investment advisory services. James currently holds registrations as a Registered Representative in Connecticut and Texas. James is dedicated to providing clients with personalized financial guidance and solutions that meet their individual needs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS

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