Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Weiss is a financial advisor with Commonwealth Financial Network. James has been a financial advisor since 1972 and is registered with the state of Connecticut. James has a wide range of experience in the financial industry, including working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., and Integrated Resources Equity Corporation. James is committed to providing clients with personalized financial advice and guidance. Commonwealth Financial Network is a registered investment advisor with a strong focus on independent financial advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
01/02/2018 - Present
Commonwealth Financial Network (Pomfret Center CT)
CT
10/06/2006 - 12/31/2017
COMMONWEALTH FINANCIAL NETWORK (POMFRET CENTER CT)
CT
03/08/2006 - 10/10/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (POMFRET CENTER CT)
CT
10/31/1986 - 03/08/2006
ADVEST, INC. (POMFRET CENTER CT)
NA
10/03/1986 - 11/05/1986
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/05/1981 - 10/10/1986
ADVEST, INC.
NA
02/24/1978 - 11/05/1981
DEAN WITTER REYNOLDS INC.
NA
07/30/1975 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
11/03/1972 - 08/27/1973
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BC
Issued 06/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 10/28/1972
Series 000 - General Securities Principal Examination
BC
Issued 10/28/1972
Series 1 - Registered Representative Examination
Active
Inactive
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