Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Doherty is a financial professional with over 20 years of experience in the industry. James is currently registered with Eagle Point Securities LLC, Realcadre LLC, Howden Tiger Capital Markets & Advisory, LLC, Gemini Galactic Markets, LLC, MEC Global Partners LLC, VAN Lanschot Kempen (usa) Inc., United First Partners LLC, East West Markets, LLC, Transpacific Group LLC, Eastdil Secured Advisors LLC, Liontree Advisors LLC, Foros Securities LLC, Bonds.com LLC, Winterflood Securities US Corp., Bain Capital Distributors, LLC, Oddo BHF NEW York Corp., Bradesco Securities, Inc., Raine Securities LLC, China Renaissance Securities (us) Inc., and Papamarkou Wellner & CO., Inc. James holds licenses in the states of Florida and New York. James has also been previously registered with CVEX MARKETS LLC, SPC CAPITAL MARKETS LLC, HEDGE PRO, VICENTE & PARTNERS LLC, REVOLUT SECURITIES INC., OLIVETREE FINANCIAL, LLC, ASHFORD SECURITIES LLC, and SDDCO BROKERAGE ADVISORS LLC. James has a strong background in the financial services industry and is dedicated to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/22/2023 - Present
Eagle Point Securities LLC (GREENWICH CT)
TX
07/07/2022 - 08/03/2023
CVEX MARKETS LLC (AUSTIN TX)
CT
01/23/2020 - 08/03/2023
SPC CAPITAL MARKETS LLC (Greenwich CT)
GA
01/27/2023 - 05/31/2023
HEDGE PRO (KENNESAW GA)
NA
05/08/2020 - 12/09/2022
VICENTE & PARTNERS LLC (LONDON )
NY
06/16/2021 - 06/25/2022
REVOLUT SECURITIES INC. (NEW YORK NY)
NY
06/18/2019 - 12/23/2021
OLIVETREE FINANCIAL, LLC (NEW YORK NY)
TX
10/26/2020 - 08/02/2021
ASHFORD SECURITIES LLC (DALLAS TX)
NY
10/08/2019 - 06/05/2020
REALCADRE LLC (NEW YORK NY)
NY
06/18/2019 - 10/09/2019
SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)
NY
03/26/2019 - 05/20/2019
SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)
NY
12/01/2008 - 09/12/2017
BAY CREST PARTNERS, LLC (NEW YORK NY)
NY
07/07/2000 - 06/03/2008
BEAR, STEARNS & CO. INC. (BROOKLYN NY)
BC
Issued 11/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/16/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure James Doherty is the right advisor for you? Invested Better is here to help.
