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James Gerard Pontone

Hardman Johnston Global Advisors LLC

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About James Gerard Pontone

James Gerard Pontone is a registered investment advisor representative with Hardman Johnston Global Advisors LLC in Stamford, CT. James has been in the industry since 1984 and has held previous roles with firms including ARK Securities Co., INC., Mitchell Hutchins Asset Management INC., Morgan Stanley & Co., Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and PaineWebber Incorporated. James is a Series 63, Series 65 and Series 7 licensed professional.

Firm Information

James Pontone is currently registered with Hardman Johnston Global Advisors LLC. Hardman Johnston Global Advisors LLC is an investment advisor registered with the SEC headquartered in Stamford, CT. They manage over $6.8 billion in assets for a variety of clients, including high-net-worth individuals, investment companies, pooled investment vehicles, and pension and profit-sharing plans. Their services include portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Hardman Johnston Global Advisors LLC

300 ATLANTIC STREET

STAMFORD, CT 06901

$6.83B

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Pontone’s Registration & Firm History

CT

05/09/2011 - Present

Hardman Johnston Global Advisors LLC (STAMFORD CT)

NY

09/20/1995 - 08/15/2006

ARK SECURITIES CO., INC. (NEW YORK NY)

NY

09/07/1993 - 01/11/1995

MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)

NY

09/11/1991 - 07/24/1992

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

04/18/1984 - 03/13/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

04/11/1985 - 04/22/1986

PAINEWEBBER INCORPORATED

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Licenses & Designations

IA

Issued 12/01/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/07/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Gerard Pontone.
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