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Financial Advisors in Connecticut
11,410 Results
Unclaimed

RBC Capital Markets, LLC

location

Farmington, CT

experience

45 Years Experience

0 Disclosures

ADVISOR BIO

Allen Raducha is a financial advisor with over 40 years of experience in the financial services industry. Allen Raducha is currently registered with RBC Capital Markets, LLC in Connecticut and Texas. Allen Raducha has also previously worked with several other financial institutions, including Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.. Allen Raducha is a Series 7, 9, 10, 63 and SIE licensed professional. Allen Raducha provides investment advice to a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Wells Fargo Clearing Services, LLC

location

GREENWICH, CT

experience

45 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Allen Phelps Lovejoy is a financial advisor who has been in the industry since 1980. Allen is currently registered with Wells Fargo Clearing Services, LLC in Greenwich, CT. Allen is also registered in Texas as a resident investment advisor. Allen has a long history of working in the financial services industry with previous experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Citigroup Global Markets Inc, Lehman Brothers Inc, and Lehman Brothers Kuhn Loeb Incorporated. Allen is licensed to offer a variety of investment products and services, including investment advisory services, financial planning, and portfolio management. Allen's firm has a long history of providing financial services to a wide range of clients, including individuals, businesses, and institutions. The firm provides financial advisory services to clients with a broad range of assets. Allen's experience and qualifications make Allen a valuable resource for clients seeking financial advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

THE Bank Street Group LLC

location

STAMFORD, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Allen Wu Shen is an investment banking representative registered with The Bank Street Group LLC, based in Stamford, CT. Allen has been working in the industry since 2021. Allen holds the Series 79TO, Series 63, and SIE licenses. Allen is registered with the state regulators in Connecticut and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

J.p. Morgan Securities LLC

location

Greenwich, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Allen Christopher Morton is a financial advisor with J.p. Morgan Securities LLC. Allen has been in the financial services industry since 2016. Allen is licensed in 53 states and holds both Series 66 and Series 7 licenses. Allen works with high-net-worth individuals, corporations, pension plans and charitable organizations. Allen previously worked at Oppenheimer & Co. Inc. and Global Alternative Investment Services, Inc..

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stonebridge Advisors LLC

location

WILTON, CT

0 Disclosures

ADVISOR BIO

Allen Dudley Shepard is an Investment Advisor Representative at Stonebridge Advisors LLC. Allen has been in the industry since January 2005 and holds a Series 65 license. Allen is registered with the state of Connecticut and has been in that role since June 2005. Stonebridge Advisors LLC is a registered investment advisor firm based in Wilton, Connecticut. The firm specializes in portfolio management for individuals, businesses, and investment companies.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

STAMFORD, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Allison Bellini is a financial professional with over 20 years of experience in the financial services industry. Allison is currently a registered representative with Stifel, Nicolaus & Company, Inc. in their Stamford, CT office. Allison has previously held positions at Jefferies LLC, RBS Securities Inc. and CRT Capital Group LLC. Allison's areas of expertise include investment management, financial planning, pension consulting, and portfolio management for both businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Allison N. Anderson is a financial professional registered with Prudential Annuities Distributors, Inc. Allison holds the Series 63, Series 6TO and SIE licenses. Allison is registered in Florida and Kansas. Allison has been working in the financial services industry since August 2022.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

GREENWICH, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Allison Andrews is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Andrews has been in the industry since 2013 and has experience with J.P. Morgan Securities LLC, MORGAN STANLEY and CHASE INVESTMENT SERVICES CORP. Allison Andrews holds a Series 7, Series 6, Series 63, and Series 66 license.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Conning Investment Products, Inc.

location

HARTFORD, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Allison Connolly is a financial professional registered with Conning Investment Products, Inc. Allison has been in the industry for over 2 years and holds the Series 7TO, Series 63, and SIE licenses. Allison has a proven track record of success in the financial services industry and is committed to providing her clients with the highest level of service. Allison works out of Conning Investment Products, Inc.'s office in Hartford, CT.

SPECIALIZATIONS

Portfolio Management for Businesses
Unclaimed

Piper Sandler & Co.

location

Greenwich, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Allison Cooney is a registered representative with Piper Sandler & Co. in Greenwich, CT. Allison has been in the industry since February 29, 2024 and holds the Series 7TO and Series 63 licenses. Allison is registered in 14 states including Connecticut, New York, Alabama, California, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Jersey, North Carolina, Texas, Vermont, and Washington.

SPECIALIZATIONS

Portfolio Management for Businesses
ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM

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