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Financial Advisors in Connecticut
11,410 Results
Unclaimed

KEY Investment Services LLC

location

Orange, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Allen Dina is a financial advisor with Key Investment Services LLC. Allen has worked in the financial services industry since 2009. Allen is registered with the state of Connecticut. Allen holds the Series 6, Series 63, and SIE licenses.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

THE Bank Street Group LLC

location

STAMFORD, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Allen Wu Shen is an investment banking representative registered with The Bank Street Group LLC, based in Stamford, CT. Allen has been working in the industry since 2021. Allen holds the Series 79TO, Series 63, and SIE licenses. Allen is registered with the state regulators in Connecticut and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

MML Investors Services, LLC

location

NEW LONDON, CT

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Allen Hatfield Smith is a registered representative with MML Investors Services, LLC, based in New London, Connecticut. Allen Hatfield Smith has been in the securities industry since December 21, 1982. Allen Hatfield Smith has passed the Series 6, Series 7, and Series 63 exams, and also holds the SIE exam. Prior to joining MML Investors Services, LLC, Allen Hatfield Smith was employed by MSI Financial Services, Inc., and Metropolitan Life Insurance Company. Allen Hatfield Smith works with individuals, high-net-worth individuals, corporations, and other businesses, insurance companies, trusts, charitable organizations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Wells Fargo Clearing Services, LLC

location

GREENWICH, CT

experience

45 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Allen Phelps Lovejoy is a financial advisor who has been in the industry since 1980. Allen is currently registered with Wells Fargo Clearing Services, LLC in Greenwich, CT. Allen is also registered in Texas as a resident investment advisor. Allen has a long history of working in the financial services industry with previous experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Citigroup Global Markets Inc, Lehman Brothers Inc, and Lehman Brothers Kuhn Loeb Incorporated. Allen is licensed to offer a variety of investment products and services, including investment advisory services, financial planning, and portfolio management. Allen's firm has a long history of providing financial services to a wide range of clients, including individuals, businesses, and institutions. The firm provides financial advisory services to clients with a broad range of assets. Allen's experience and qualifications make Allen a valuable resource for clients seeking financial advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Stonebridge Advisors LLC

location

WILTON, CT

0 Disclosures

ADVISOR BIO

Allen Dudley Shepard is an Investment Advisor Representative at Stonebridge Advisors LLC. Allen has been in the industry since January 2005 and holds a Series 65 license. Allen is registered with the state of Connecticut and has been in that role since June 2005. Stonebridge Advisors LLC is a registered investment advisor firm based in Wilton, Connecticut. The firm specializes in portfolio management for individuals, businesses, and investment companies.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Unclaimed

Towers Watson Investment Services, Inc.

location

Stamford, CT

0 Disclosures

ADVISOR BIO

Allison Marie Fox is a financial advisor registered with Towers Watson Investment Services, Inc. Allison is based in Stamford, CT and has been in the industry since August 2008. Allison is licensed in Texas and has experience in providing investment advisory services to individuals, businesses and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
SEE SCHEDULE D, MISCELLANEOUS, FOR A DESCRIPTION OF OTHER ADVISORY SERVICES
Portfolio Management for Pooled Investment Vehicles
Market Timing Services
Publication of Financial Periodicals
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Allison O'Brien is a registered representative with Prudential Annuities Distributors, Inc., licensed in Connecticut. Allison is a Series 63, Series 26, and Series 6TO licensed professional with experience in the financial industry since August 6, 2020.

SPECIALIZATIONS

No specializations listed.

Unclaimed

MML Investors Services, LLC

location

SHELTON, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Allison Novak is a financial professional registered with MML Investors Services, LLC in SHELTON, CT. Allison has been in the financial services industry since 2016. Previously, Allison was registered with Cambridge Investment Research, Inc., LPL FINANCIAL LLC and TRIAD ADVISORS, INC.. Allison holds the Series 66, Series 7 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

FAIRFIELD, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Allison Mahar is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Allison has been in the securities industry since November 4, 2020. Allison holds a Series 66 license, a Series 7TO license, and a SIE license. Allison is registered to provide investment advice in 40 states. Allison specializes in providing investment advice to a variety of clients, including individuals, corporations, and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Conning Investment Products, Inc.

location

HARTFORD, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Allison Connolly is a financial professional registered with Conning Investment Products, Inc. Allison has been in the industry for over 2 years and holds the Series 7TO, Series 63, and SIE licenses. Allison has a proven track record of success in the financial services industry and is committed to providing her clients with the highest level of service. Allison works out of Conning Investment Products, Inc.'s office in Hartford, CT.

SPECIALIZATIONS

Portfolio Management for Businesses

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