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Allison Mary O'Brien

Prudential Annuities Distributors, Inc.

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About Allison Mary O'Brien

Allison O'Brien is a registered representative with Prudential Annuities Distributors, Inc., licensed in Connecticut. Allison is a Series 63, Series 26, and Series 6TO licensed professional with experience in the financial industry since August 6, 2020.

Firm Information

Allison O'Brien is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allison O'Brien’s Registration & Firm History

CT

08/07/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

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Licenses & Designations

BC

Issued 09/23/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2021

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/07/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/29/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allison Mary O'Brien.
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