Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Phelps Lovejoy is a financial advisor who has been in the industry since 1980. Allen is currently registered with Wells Fargo Clearing Services, LLC in Greenwich, CT. Allen is also registered in Texas as a resident investment advisor. Allen has a long history of working in the financial services industry with previous experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Citigroup Global Markets Inc, Lehman Brothers Inc, and Lehman Brothers Kuhn Loeb Incorporated. Allen is licensed to offer a variety of investment products and services, including investment advisory services, financial planning, and portfolio management. Allen's firm has a long history of providing financial services to a wide range of clients, including individuals, businesses, and institutions. The firm provides financial advisory services to clients with a broad range of assets. Allen's experience and qualifications make Allen a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/11/2022 - Present
Wells Fargo Clearing Services, LLC (GREENWICH CT)
CT
06/30/2011 - 07/09/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWICH CT)
CT
06/01/2009 - 06/30/2011
MORGAN STANLEY SMITH BARNEY (STAMFORD CT)
CT
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (STAMFORD CT)
NY
03/26/1981 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/13/1981 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
06/11/1980 - 04/23/1981
E. F. HUTTON & COMPANY INC
NA
04/23/1980 - 07/06/1980
FAHNESTOCK & CO.
IA
Issued 12/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1997
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Allen Lovejoy is the right advisor for you? Invested Better is here to help.
