Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allison? Claim Your ProfileAllison Brady Roberts is a financial professional with over 15 years of experience in the financial services industry. Allison is currently registered with Grayscale Securities, LLC. Prior to joining Grayscale Securities, Allison was with GENESIS GLOBAL TRADING, INC., KINETICS FUNDS DISTRIBUTOR LLC, KBD SECURITIES, LLC, and WESTCO INVESTMENT CORP. Allison holds FINRA Series 7, 63, 24, and SIE licenses as well as the Uniform Investment Adviser Law Examination (Series 65). Allison has been actively involved in the financial services industry since 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/17/2021 - Present
Grayscale Securities, LLC (Stamford CT)
CT
12/17/2021 - 10/03/2022
GENESIS GLOBAL TRADING, INC (STAMFORD CT)
NY
11/20/2019 - 12/07/2021
KINETICS FUNDS DISTRIBUTOR LLC (NEW YORK NY)
NY
06/17/2015 - 12/07/2021
KBD SECURITIES, LLC (NEW YOYK NY)
NY
07/26/2007 - 06/12/2015
WESTCO INVESTMENT CORP. (LYNBROOK NY)
IA
Issued 05/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Allison Roberts is the right advisor for you? Invested Better is here to help.
