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Eric Michael Froimovitz

Prudential Annuities Distributors, Inc.

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About Eric Michael Froimovitz

Eric Froimovitz is a financial professional with over 20 years of experience in the financial services industry. Eric is currently registered with Prudential Annuities Distributors, Inc., a firm that offers a wide range of financial products and services. Prior to joining Prudential Annuities Distributors, Inc., Eric was employed with a number of other firms, including Broadwall Capital LLC, Prospect Financial Advisors, LLC, Prudential Investment Management Services LLC, Morgan Stanley DW Inc., PaineWebber Incorporated and NYLIFE Distributors Inc. Eric has a broad range of experience in the financial services industry, including securities, investment advisory, and insurance. Eric holds multiple licenses and certifications, including Series 6, 7, 31, and 66, and the SIE.

Firm Information

Eric Froimovitz is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Froimovitz’s Registration & Firm History

CT

11/15/2007 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

CA

07/02/2007 - 09/11/2007

BROADWALL CAPITAL LLC (PALO ALTO CA)

VA

10/12/2006 - 07/12/2007

PROSPECT FINANCIAL ADVISORS, LLC (FAIRFAX VA)

NJ

03/29/2004 - 09/28/2006

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

10/10/2000 - 05/24/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

03/30/2000 - 09/29/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NJ

07/02/1998 - 02/29/2000

NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 04/15/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/16/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2004

Series 7 - General Securities Representative Examination

BC

Issued 01/25/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 06/30/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Michael Froimovitz.
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