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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Hedgeye Risk Management, LLC

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Emily Evans is a registered investment advisor representative in Connecticut. Emily is currently employed by Hedgeye Risk Management, LLC. Emily has been registered in the securities industry since 1990 and has experience working for several firms, including Avondale Partners, LLC, Valubond Securities, Inc., J.C. Bradford & Co., Ward Bradford & Co., L.P. and Glickenhaus & Co.. Emily has also passed multiple industry exams, including the Uniform Investment Adviser Law Examination, Uniform Securities Agent State Law Examination, General Securities Principal Examination, Municipal Securities Principal Examination, Municipal Securities Representative Examination, and General Securities Representative Examination.

SPECIALIZATIONS

RESEARCH
Publication of Financial Periodicals
Unclaimed

Franklin Distributors, LLC

location

STAMFORD, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Emily Lammers is a financial advisor with Franklin Distributors, LLC. Emily is a registered representative with FINRA and is licensed to sell securities in Utah. Emily has been in the financial industry since December 16, 2013 and has experience working with a number of different clients. Emily has passed the Series 7, Series 63 and SIE exams. Previous employers include Franklin/Templeton Distributors, Inc. and BlackRock Investments, LLC.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Alps Distributors, Inc.

location

Stamford, CT

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Emily Charlotte Ackers is a financial professional with over 3 years of experience in the industry. Emily is currently registered with Alps Distributors, Inc. in Stamford, CT. Previously, Emily was registered with TD PRIME SERVICES LLC in New York, NY. Emily holds several licenses, including Series 7, Series 63, Series 3 and the SIE. Emily also holds the Series 99TO license. Emily is registered to provide securities services in all 50 states and the District of Columbia.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Chardan Capital Markets LLC

location

Greenwich, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Emily Levine is a financial advisor with Chardan Capital Markets LLC, specializing in securities and investment advice. Emily has been working in the financial industry since 2003. Emily is registered with the state of Illinois and New York and holds Series 7, 24, 63 and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Greenwich, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Emily Cunningham is a financial advisor with Morgan Stanley. Emily has been in the financial industry since 2014 and has experience with both investment advising and brokerage services. Emily holds licenses to provide investment advice and sell securities in several states. Emily's prior experience included working at UBS Financial Services Inc. and People's Securities, Inc.. Emily has a broad range of experience and expertise.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Piper Sandler & Co.

location

Greenwich, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Emily Saltzman is a financial professional with over a decade of experience in the industry. Emily's career began in 2005 with Labranche & Co. LLC and she has since held positions at KBC Financial Products USA, Inc., Wolfe Trahan Securities, and Cornerstone Macro LLC. Emily is currently registered with Piper Sandler & Co. and specializes in portfolio management for businesses.

SPECIALIZATIONS

Portfolio Management for Businesses
ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

GREENWICH, CT

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Emily Dreas is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Emily has been in the industry since 2002, working with clients in Connecticut, Vermont, and New York. Emily has a broad range of experience in the financial services industry. Prior to joining Merrill Lynch, Emily worked for WELLS FARGO ADVISORS, LLC, LEGG MASON INVESTOR SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., and ALLEN C. EWING & CO. Emily holds licenses for Securities Industry Essentials Examination, General Securities Representative Examination, Uniform Combined State Law Examination, and Uniform Securities Agent State Law Examination, Emily is a member of Sound Waters Investment and the Young President's Organization.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

Hartford, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Emily Hodgdon is a financial advisor with Morgan Stanley. Emily has been in the industry since 2017, and is registered in 54 states. Emily holds Series 66, SIE and Series 7 licenses. Emily has previously worked with the Florida Department of Agriculture and Consumer Services, Merrill Lynch, and Morgan Stanley Private Bank, National Association. Morgan Stanley offers a wide range of financial services to individuals, families, and businesses. The firm's advisory services include financial planning, pension consulting, asset allocation advice, selection of other advisors, portfolio management, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Commonwealth Financial Network | CFP ® (Certifications)

location

CHESHIRE, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Emily Normandin is a financial advisor with Commonwealth Financial Network, a firm that provides financial planning, portfolio management, and other investment-related services to individual investors, businesses, and institutions. Emily is a CERTIFIED FINANCIAL PLANNERâ„¢ professional with over seven years of experience in the financial services industry. She is passionate about helping her clients achieve their financial goals, whether it be saving for retirement, paying for college, or building a strong financial foundation. Emily is committed to providing her clients with personalized financial advice and guidance that is tailored to their specific needs and circumstances.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Osaic Wealth, Inc.

location

HARTFORD, CT

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Emily Michaella Richardson is a registered representative with Osaic Wealth, Inc., a financial firm with offices in Vernon, CT and FT. Lauderdale, FL. Emily is also a registered representative with Lincoln Financial Distributors in Hartford, CT and previously worked at Lincoln Financial Advisors in Philadelphia, PA. Emily has been in the industry since 2005 and holds the Series 66, Series 24 and Series 7 licenses. Emily specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Emily's experience allows her to help clients achieve their financial goals. Emily is also the Director of Special Projects on the Women in Insurance and Financial Services (WIFS) National Board.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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