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Financial Advisors in Connecticut
11,410 Results
Unclaimed

MML Investors Services, LLC

location

SHELTON, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Deborah Tung has been in the financial services industry since 2004. Deborah is currently registered with MML Investors Services, LLC. Prior to this, Deborah was employed at Northwestern Mutual Investment Services, LLC. Deborah is licensed to provide financial advice in 53 states and holds several industry certifications.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Commonfund Securities, Inc.

location

WILTON, CT

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Deborah C. Spalding is a registered representative with Commonfund Securities, Inc. and has been in the securities industry since 2012. Deborah is licensed in Series 2, 63, 65, 7 and 31. Deborah has previously been registered with Schroder Fund Advisors Inc. and Scudder Investor Services, Inc..

SPECIALIZATIONS

No specializations listed.

Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEW HAVEN, CT

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Deborah Moore is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Deborah has been in the industry since December 4, 1992 and has offices in New Haven, CT and Hamden, CT. Deborah's specializations include insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Deborah is registered in 41 states and 2 territories.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Ameriprise Financial Services, LLC

location

MIDDLEBURY, CT

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Deborah Ann Tata is an Investment Advisor Representative associated with Ameriprise Financial Services, LLC. Deborah has been in the industry since 1993 and holds a Series 7, Series 24 and Series 63 license as well as the SIE exam. Deborah is registered with the state of Connecticut, Florida, Georgia, New York, North Carolina, Texas, and Texas. She has been a registered Investment Advisor Representative for Ameriprise Financial Services, Inc since 2005 and has been with Ameriprise Financial Services, LLC since 2020. She specializes in providing financial planning, asset allocation services, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and the publication of periodicals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed
location

MADISON, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Deborah A Swarr is a financial advisor with Morgan Stanley. Deborah has been in the financial services industry since 2007, and has been registered with the Securities and Exchange Commission since 2007. Deborah A Swarr holds the Series 7 and Series 66 licenses and has passed the Securities Industry Essentials Exam. Deborah A Swarr is also registered with the state of Texas as an Investment Advisor Representative. In addition to their work with Morgan Stanley, Deborah A Swarr has previous experience with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Deborah A Swarr is registered with the state of Connecticut and Texas. Deborah A Swarr's primary office is located at 741 BOSTON POST ROAD in Madison, CT.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Prudential Annuities Distributors, Inc.

location

Shelton, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Debra Faye Hurst is a financial professional licensed in Connecticut. She is registered with Prudential Annuities Distributors, Inc. Debra has been in the industry since August 2024 and holds the Series 6TO and SIE licenses.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Voya Financial Partners, LLC

location

WINDSOR, CT

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Debra Diloreto is a financial advisor at Voya Financial Partners, LLC. Debra has been in the industry since 2006. Debra is registered with FINRA. Debra has passed the Series 6 and SIE exams.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

Greenwich, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Debra Walker is a financial advisor at Morgan Stanley. Debra has been in the industry for over 20 years and has experience in a variety of financial services roles. Debra is registered to offer investment advice in 43 states and is licensed to offer investment advice in Connecticut, New York, and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Debra Jean Achelpohl is a financial advisor with Voya Financial Advisors, Inc. and Voya Financial Partners, LLC. Debra has been in the industry since 2006 and holds the Series 6, Series 26 and SIE licenses. Debra has extensive experience providing financial advice to individuals, corporations, and charitable organizations. Debra specializes in providing financial planning, educational seminars, and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Morgan Stanley

location

Westport, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Debra Gebo is a financial advisor with Morgan Stanley. Debra has been working in the financial services industry since March 14, 2001. Debra holds the Series 3, 7, 10, 24, 63, 65 and 66 licenses. Debra is registered in 53 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Debra is also registered as an investment advisor representative in Connecticut, Montana, New York and Texas. Debra has been with Morgan Stanley since April 2011. Previously, Debra worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. Debra is registered with FINRA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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