Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah C. Spalding is a registered representative with Commonfund Securities, Inc. and has been in the securities industry since 2012. Deborah is licensed in Series 2, 63, 65, 7 and 31. Deborah has previously been registered with Schroder Fund Advisors Inc. and Scudder Investor Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/02/2018 - Present
Commonfund Securities, Inc. (WILTON CT)
NY
03/26/2002 - 03/31/2004
SCHRODER FUND ADVISORS INC. (NEW YORK NY)
NY
02/13/1997 - 05/04/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 01/17/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 01/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1996
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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