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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah Ann Tata is an Investment Advisor Representative associated with Ameriprise Financial Services, LLC. Deborah has been in the industry since 1993 and holds a Series 7, Series 24 and Series 63 license as well as the SIE exam. Deborah is registered with the state of Connecticut, Florida, Georgia, New York, North Carolina, Texas, and Texas. She has been a registered Investment Advisor Representative for Ameriprise Financial Services, Inc since 2005 and has been with Ameriprise Financial Services, LLC since 2020. She specializes in providing financial planning, asset allocation services, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and the publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
10/09/2006 - Present
Ameriprise Financial Services, LLC (MIDDLEBURY CT)
MN
01/04/1993 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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