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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Deborah? Claim Your ProfileDeborah A Swarr is a financial advisor with Morgan Stanley. Deborah has been in the financial services industry since 2007, and has been registered with the Securities and Exchange Commission since 2007. Deborah A Swarr holds the Series 7 and Series 66 licenses and has passed the Securities Industry Essentials Exam. Deborah A Swarr is also registered with the state of Texas as an Investment Advisor Representative. In addition to their work with Morgan Stanley, Deborah A Swarr has previous experience with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Deborah A Swarr is registered with the state of Connecticut and Texas. Deborah A Swarr's primary office is located at 741 BOSTON POST ROAD in Madison, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
02/07/2014 - Present
Morgan Stanley (MADISON CT)
CT
01/01/2008 - 08/13/2013
WELLS FARGO ADVISORS, LLC (MYSTIC CT)
CT
03/02/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MYSTIC CT)
BOTH
Issued 08/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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