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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Tourmaline Partners, LLC

location

STAMFORD, CT

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Murphy is a financial advisor with over 20 years of experience in the industry. Christopher has held positions at prominent firms such as Prudential Equity Group, LLC, Williams Trading LLC, and Access Securities, LLC. Currently, Christopher is a Registered Representative at Tourmaline Partners, LLC, where he has been employed since March 2013. Christopher is licensed to conduct business in Connecticut and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Citigroup Global Markets Inc. | CFA ® (Certifications)

location

Stamford, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Harshman is a financial advisor with over 17 years of experience in the industry. Christopher is currently registered with Citigroup Global Markets Inc. and has a Series 66 license. Christopher has held previous positions with WACHOVIA CAPITAL MARKETS, LLC, EATON VANCE MANAGEMENT, PARAMETRIC PORTFOLIO ADVISORS. Christopher has a proven track record of helping individuals and businesses achieve their financial goals. Christopher is also a Chartered Financial Analyst.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

PFS Investments Inc.

location

BETHEL, CT

experience

6 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Christopher Howard is a registered investment advisor representative with PFS Investments Inc. based in Bethel, CT. Christopher has been in the securities industry since 2019 and is licensed in Connecticut, North Carolina, California and Utah. Christopher holds Series 63, 65 and 6TO licenses and has passed the Securities Industry Essentials Examination. Christopher also works for Primerica Financial Services and owns a business called Greenleaf Birch Inc. Christopher is a part-time or full-time sales representative for companies affiliated with PFS Investments Inc. Christopher also receives non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. for part-time referrals of home security and automation products, as well as other home related services. Christopher's firm, PFS Investments Inc., has approximately $8.5 billion in regulatory assets under management and primarily serves individuals, corporations and charitable organizations.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Park Avenue Securities LLC

location

NEW HAVEN, CT

experience

10 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Christopher Richards is a financial advisor at Park Avenue Securities LLC. Christopher has over 9 years of experience in the financial industry. Christopher is registered with FINRA and the state of Connecticut as a registered representative and investment advisor. Christopher holds Series 6, 63, 26 and 65 licenses and is a graduate of the Securities Industry Essentials Examination (SIE).

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

DARIEN, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Kory is an investment advisor representative with J.P. Morgan Securities LLC. Christopher has been in the securities industry since 1998. Christopher is registered with FINRA, the Securities Investor Protection Corporation (SIPC), and the state of Connecticut. Christopher is also registered as an investment advisor representative with the state of Texas. Christopher has a broad range of experience in the financial services industry. Christopher has worked for several firms, including Chase Investment Services Corp., FMG Distributors, Inc., UBS Financial Services Inc., Citigroup Global Markets Inc., GE Investment Distributors, Inc, American Skanda Marketing, Inc. and The Dreyfus Service Corporation. Christopher holds the Series 6, 7, 24, 63, and 66 licenses. Christopher provides investment advice to a variety of clients, including individuals, corporations, and institutions. Christopher is also a registered investment advisor with the state of Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

AMG Distributors, Inc.

location

STAMFORD, CT

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Iovanna is a financial professional with over 20 years of experience in the industry. Christopher has a strong track record of success in the financial services industry, having worked for several prominent firms, including Linsco/Private Ledger Corp., Pioneer Funds Distributor, Inc., and Pyramis Distributors Corporation LLC. Christopher is currently registered with AMG Distributors, Inc. and holds several licenses, including Series 3, 4, 7, 24, 66, 87, and the SIE exam. Christopher is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Fabiano is a financial advisor with Prudential Annuities Distributors, Inc., located in Shelton, CT. Christopher is registered with FINRA and has been in the industry since 2014. Christopher holds Series 6, 63, and SIE licenses, and specializes in investment company products and variable contracts.

SPECIALIZATIONS

No specializations listed.

Unclaimed

BOK Financial Securities, Inc.

location

Stamford, CT

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Christopher John Maloney is a financial advisor registered with Bok Financial Securities, Inc. in Stamford, Connecticut. Christopher Maloney has been in the financial services industry since May 3, 2009 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth individuals.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
FURNISHES ADVICE ABOUT SECURITIES IN ANY MANNER NOT DESCRIBED ABOVE.
Portfolio Management for Pooled Investment Vehicles
Unclaimed

International Assets Investment Management, LLC

location

Rocky Hill, CT

disclosure

4 Disclosures

ADVISOR BIO

Christopher Cymbala is a financial advisor with International Assets Investment Management, LLC. Christopher has over 20 years of experience in the financial services industry and holds Series 66, Series 7 and SIE licenses. Christopher provides a wide range of financial planning and investment advisory services to individual and business clients. Christopher also specializes in investment advisory services for high net worth individuals and corporations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

HARTFORD, CT

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Palumbo is a financial professional with VP Distributors LLC. Christopher has been in the industry since February 17, 2023, and has a Series 27 license. Christopher is currently registered with FINRA and the state of CT.

SPECIALIZATIONS

No specializations listed.

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