Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher John Maloney is a financial advisor registered with Bok Financial Securities, Inc. in Stamford, Connecticut. Christopher Maloney has been in the financial services industry since May 3, 2009 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/01/2022 - Present
BOK Financial Securities, Inc. (Stamford CT)
NY
10/02/2006 - 04/19/2011
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
02/23/2000 - 10/05/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/21/1998 - 02/28/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/31/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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