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Financial Advisors in Connecticut
11,410 Results
Unclaimed

PFS Investments Inc.

location

BETHEL, CT

experience

5 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Christopher Howard is a registered investment advisor representative with PFS Investments Inc. based in Bethel, CT. Christopher has been in the securities industry since 2019 and is licensed in Connecticut, North Carolina, California and Utah. Christopher holds Series 63, 65 and 6TO licenses and has passed the Securities Industry Essentials Examination. Christopher also works for Primerica Financial Services and owns a business called Greenleaf Birch Inc. Christopher is a part-time or full-time sales representative for companies affiliated with PFS Investments Inc. Christopher also receives non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. for part-time referrals of home security and automation products, as well as other home related services. Christopher's firm, PFS Investments Inc., has approximately $8.5 billion in regulatory assets under management and primarily serves individuals, corporations and charitable organizations.

SPECIALIZATIONS

Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

Clinton, CT

experience

36 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Christopher Porter is a financial advisor at Ameriprise Financial Services, LLC. Christopher has over 34 years of experience in the financial services industry. Christopher is registered with the state of Connecticut and holds Series 6, 7, 63, and 65 licenses. Christopher also holds the SIE exam. Christopher specializes in a wide range of financial services, including investment management, financial planning, pension consulting, and educational seminars. Christopher is committed to providing personalized financial advice to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Eagle Point Securities LLC

location

Greenwich, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Johannes Garcia is a registered representative with Eagle Point Securities LLC. Christopher has been in the securities industry since 2005. Christopher is registered in 13 states. Christopher holds Series 7 and Series 66 licenses. Christopher previously worked at WealthForge Securities, LLC, Preferred Capital Securities, LLC, SC Distributors, LLC, American Funds Distributors, Inc., Linско/Private Ledger Corp., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Northwestern Mutual Investment Services, LLC

location

Stamford, CT

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Kessler is a financial professional registered with Northwestern Mutual Investment Services, LLC, and has been in the industry for over 2 years. Christopher is registered in 8 states and has passed the Series 63, Series 6TO and SIE exams.

SPECIALIZATIONS

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Lombardi is a financial advisor registered with Voya Financial Advisors, Inc. Christopher has been in the financial industry since August 1, 2021. Christopher is registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

NEW HAVEN, CT

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Cavallaro is a financial advisor with over 18 years of experience in the industry. Christopher has been registered with Wells Fargo Clearing Services, LLC since June 2020. Christopher also has previous experience with firms such as Morgan Stanley, UBS Financial Services Inc., Waddell & Reed, Inc., and Securian Financial Services, Inc. Christopher is licensed to provide investment advice in multiple states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Prudential Annuities Distributors, Inc.

location

Shelton, CT

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Gondos is a financial professional with over 9 years of experience in the industry. Christopher is currently registered with Prudential Annuities Distributors, Inc., and holds Series 6, Series 63, and SIE licenses. Christopher has been with Prudential Annuities Distributors, Inc. since March 24, 2014. Christopher is a dedicated financial advisor who is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

No specializations listed.

Unclaimed
location

NEW HAVEN, CT

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Raymond is a registered representative with LPL Financial LLC. Christopher has been in the securities industry since July 2003 and has experience working with individuals, high-net-worth individuals, corporations, and other businesses, pension and profit-sharing plans, charitable organizations, and investment clubs. Christopher holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Christopher has previously worked with Cambridge Investment Research, Inc., Cetera Advisor Networks LLC, Walnut Street Securities, Inc., Citigroup Global Markets Inc., Prudential Annuities Distributors, Inc., and Nathan & Lewis Securities, Inc. Christopher provides a range of services including financial planning, educational seminars, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Janney Montgomery Scott LLC

location

WEST HARTFORD, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Peters is a financial advisor registered with Janney Montgomery Scott LLC, with over 15 years of experience in the industry. Christopher works in the West Hartford, CT office and is registered to provide investment advisory services in several states. Previously, Christopher worked with Wells Fargo Clearing Services, LLC. Christopher is a Series 7 and Series 66 licensed representative and holds the SIE exam.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

O'Shaughnessy Asset Management, LLC

location

STAMFORD, CT

0 Disclosures

ADVISOR BIO

Christopher Stratton Loveless is an investment advisor representative with O'Shaughnessy Asset Management, LLC. Christopher Loveless has been in the securities industry since October 1994. Christopher Loveless is currently registered with the state of Connecticut as an Investment Adviser Representative. Christopher Loveless is also a member of the Texas Tech University Investment Advisory Committee. Christopher Loveless's previous employers include Quasar Distributors, LLC, Bear, Stearns & Co. Inc., First Fund Distributors, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher Loveless specializes in portfolio management for individuals, businesses, pooled investment vehicles, and investment companies.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles

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