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Financial Advisors in Connecticut
11,410 Results
Unclaimed

MML Investors Services, LLC

location

SHELTON, CT

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Kusick is a registered representative with MML Investors Services, LLC. Christopher has been in the industry since 2010 and holds Series 6, 7, 63, and 66 licenses. Christopher’s professional experience includes working at New England Securities and MSI Financial Services, Inc. before joining MML Investors Services, LLC. Christopher is a registered investment advisor in Connecticut and Texas, with a total of 18 state registrations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Voya Financial Advisors, Inc.

location

WINDSOR, CT

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Lombardi is a financial advisor registered with Voya Financial Advisors, Inc. Christopher has been in the financial industry since August 1, 2021. Christopher is registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Piper Sandler & Co.

location

Greenwich, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Ryan Swann is a financial advisor with Piper Sandler & Co. in Greenwich, CT. Christopher has over 6 years of experience in the financial services industry. He is a licensed Series 7, Series 63, and SIE representative. Christopher's previous employment includes Weeden & Co. L.P. He has been registered with the state of California since March 2020, and is also registered in Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania and Texas. Christopher's specializations include analytical reports and public finance consulting program.

SPECIALIZATIONS

Portfolio Management for Businesses
ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM
Unclaimed

Renaissance MacRo Securities, LLC

location

Darien, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Jennings is a financial advisor with over 20 years of experience in the financial services industry. Christopher is currently registered with Renaissance Macro Securities, LLC in Darien, CT. Christopher has previously been employed with S.J. Levinson & Sons LLC, Leerink Swann LLC, ABN AMRO Incorporated and ABN AMRO Securities LLC. Christopher is licensed to sell securities in Connecticut and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

UBS Financial Services Inc.

location

WESTPORT, CT

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Faruol is a financial advisor registered with UBS Financial Services Inc. Christopher is a registered representative, investment advisor representative, and has been in the industry since December 1998. Christopher has passed the Series 7, 9, 10, 31, 66, and SIE exams. He is licensed to provide securities advice in Connecticut, Texas, and over 30 other states. Christopher has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

ANSONIA, CT

experience

22 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Christopher Selke has been in the financial services industry since 2003 and currently works as a registered representative for Wells Fargo Clearing Services, LLC. Christopher Selke has worked for several companies including Morgan Stanley, UBS Financial Services Inc. and Morgan Stanley DW Inc. Christopher Selke has passed the Series 7, Series 63, and Series 65 exams as well as the SIE Exam. Christopher Selke is registered with the state of Connecticut and holds active registrations with the FINRA and SEC. Christopher Selke's areas of specialization include investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Citigroup Global Markets Inc. | CFA ® (Certifications)

location

Stamford, CT

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Harshman is a financial advisor with over 17 years of experience in the industry. Christopher is currently registered with Citigroup Global Markets Inc. and has a Series 66 license. Christopher has held previous positions with WACHOVIA CAPITAL MARKETS, LLC, EATON VANCE MANAGEMENT, PARAMETRIC PORTFOLIO ADVISORS. Christopher has a proven track record of helping individuals and businesses achieve their financial goals. Christopher is also a Chartered Financial Analyst.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

Pruco Securities, LLC

location

SHELTON, CT

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Smeriglio is a registered representative with Pruco Securities, LLC. Christopher has been working in the securities industry since 1983. Christopher has passed the Series 6, Series 63 and SIE exams. Christopher is registered in Connecticut, New Jersey and New York. Christopher is a specialist in the following areas: Mutual Funds, Variable Annuities, Fixed Annuities, Life Insurance and Retirement Planning.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

TD Private Client Wealth LLC

location

Bristol, CT

0 Disclosures

ADVISOR BIO

Christopher Freeman is an investment advisor representative with TD Private Client Wealth LLC and has been in the industry since 2014. Christopher is registered with the state of Connecticut as an Investment Advisor Representative (IAR). Christopher is also registered with the state of Massachusetts as an IAR and with the state of New Jersey as an IAR. Christopher has a Series 63, Series 65 and SIE license. Christopher has previously worked for Northwestern Mutual Investment Services, LLC in New Haven, Connecticut.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Natwest Markets Securities Inc.

location

STAMFORD, CT

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Gardner is a financial professional with over 10 years of experience in the securities industry. Christopher currently works at Natwest Markets Securities Inc. and holds the Series 99 and SIE licenses. Christopher’s professional career began on November 5, 2013, when Christopher joined Natwest Markets Securities Inc. Christopher’s first role at Natwest Markets Securities Inc. was as an Operations Professional. Previously, Christopher held no other positions.

SPECIALIZATIONS

No specializations listed.

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