Unclaimed
Christopher Kory is an investment advisor representative with J.P. Morgan Securities LLC. Christopher has been in the securities industry since 1998. Christopher is registered with FINRA, the Securities Investor Protection Corporation (SIPC), and the state of Connecticut. Christopher is also registered as an investment advisor representative with the state of Texas. Christopher has a broad range of experience in the financial services industry. Christopher has worked for several firms, including Chase Investment Services Corp., FMG Distributors, Inc., UBS Financial Services Inc., Citigroup Global Markets Inc., GE Investment Distributors, Inc, American Skanda Marketing, Inc. and The Dreyfus Service Corporation. Christopher holds the Series 6, 7, 24, 63, and 66 licenses. Christopher provides investment advice to a variety of clients, including individuals, corporations, and institutions. Christopher is also a registered investment advisor with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
08/25/2016 - Present
J.p. Morgan Securities LLC (DARIEN CT)
CT
12/09/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DARIEN CT)
CT
03/31/2008 - 11/10/2009
FMG DISTRIBUTORS, INC. (STAMFORD CT)
NJ
05/23/2005 - 04/27/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/09/2003 - 12/12/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
03/30/2000 - 04/16/2002
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
CT
05/13/1998 - 02/05/1999
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NY
06/30/1992 - 11/26/1997
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 10/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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