Years of Experience
5-20+ Years
GLASTONBURY, CT
25 Years Experience
0 Disclosures
ADVISOR BIO
Carol Compton Hopkins is a financial professional with over 20 years of experience in the industry. Carol currently holds a Series 7, Series 63 and Series 65 license and is registered with MML Investors Services, LLC. Carol has previously held positions with MSI Financial Services, Inc., LPL Financial LLC, Metropolitan Life Insurance Company, CitiStreet Equities LLC, and Prudential Securities Incorporated. Carol is a dedicated financial advisor who is committed to providing personalized financial advice to individuals, families, and businesses. Carol specializes in a variety of financial services including: financial planning, retirement planning, college savings planning, insurance planning, and investment management.
SPECIALIZATIONS
NORWALK, CT
47 Years Experience
0 Disclosures
ADVISOR BIO
Carol Galpeer is an Investment Advisor Representative with Cetera Investment Advisers LLC, which is based in Schaumburg, IL. Carol has been in the industry since June 1977, and has been registered with the state of Connecticut since October 2016. Carol holds the Series 63, 65, and 7 licenses and the SIE exam certification, which is a requirement for all newly-registered individuals. Carol is a registered representative of both FINRA and the state of Connecticut. Previous to her time with Cetera Investment Advisers LLC, Carol was employed by Investors Capital Corporation, UBS Financial Services Inc., Shearson Lehman Hutton Inc. and E.F. Hutton & Company Inc.
SPECIALIZATIONS
PLAINVILLE, CT
20 Years Experience
0 Disclosures
ADVISOR BIO
Carol Burgess is a registered representative and investment advisor representative with PFS Investments Inc. Carol has been in the industry since October 7, 2004 and holds Series 6, 26, 63 and 65 licenses. Carol specializes in portfolio management for individuals.
SPECIALIZATIONS
HAMDEN, CT
31 Years Experience
0 Disclosures
ADVISOR BIO
Carol Webb-santana has been in the financial services industry since August 1993. Carol is currently registered with PFS Investments Inc. in Hamden, Connecticut. Carol has passed the Series 6, Series 26, and Series 63 exams, along with the Securities Industry Essentials Exam. Carol is licensed to sell securities in California, Connecticut, Florida, Georgia, Illinois, Kansas, Maryland, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, Washington, and Wisconsin.
SPECIALIZATIONS
WINDSOR, CT
28 Years Experience
0 Disclosures
ADVISOR BIO
Carol Temporado is a financial advisor with Voya Financial Partners, LLC, and has been in the industry since September 15, 1996. Carol currently works in the Windsor, CT office. Carol holds the Series 6 and SIE licenses. Prior to joining Voya Financial Partners, LLC, Carol was employed by ING Financial Partners, INC. and ING Financial Advisors, LLC.
SPECIALIZATIONS
No specializations listed.
West Hartford, CT
1 Years Experience
0 Disclosures
ADVISOR BIO
Carol Elizabeth Beloin is a registered representative with Commonwealth Financial Network. Carol has been in the industry for 17 years and has been registered with the state of Connecticut since January 22, 2025. She is licensed to sell securities and variable insurance products. Carol also has a Series 7 and SIE license.
SPECIALIZATIONS
Farmington, CT
34 Years Experience
0 Disclosures
ADVISOR BIO
Carol Ann Whelan has been in the financial services industry since May 8, 1991. Carol Ann is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. in both Connecticut and Texas. Prior to joining Cambridge, Carol Ann Whelan worked for CETERA ADVISORS LLC, QUESTAR CAPITAL CORPORATION, ING FINANCIAL PARTNERS, INC. and ING FINANCIAL ADVISERS, LLC. Carol Ann Whelan also has a business ownership in the real estate industry and is an Advisory Representative of an RIA for Cambridge.
SPECIALIZATIONS
Wilton, CT
21 Years Experience
0 Disclosures
ADVISOR BIO
Carol Robertson is a registered representative in Connecticut with Kestra Investment Services, LLC. Carol has been in the industry since 2003. Carol has Series 7 and SIE licenses. Prior to joining Kestra Investment Services, Carol was a registered representative with LPL Financial LLC, Purshe Kaplan Sterling Investments, and UBS Financial Services Inc.
SPECIALIZATIONS
No specializations listed.
WESTPORT, CT
20 Years Experience
0 Disclosures
ADVISOR BIO
Carol Lynn Pace is a financial professional with over 17 years of experience in the industry. Carol is currently registered with David Lerner Associates, Inc. and holds the Series 7, Series 11, and Series 63 licenses. Carol has been registered in Connecticut since January 1, 2011 and in New York since August 22, 2011.
SPECIALIZATIONS
No specializations listed.
BETHEL, CT
28 Years Experience
0 Disclosures
ADVISOR BIO
Carol Upton Crain is a registered investment advisor representative with PFS Investments Inc. based in Bethel, Connecticut. Carol is a veteran in the financial industry with over 25 years of experience. Carol is also a registered representative with PFS Investments Inc. and has held licenses in several states, including Connecticut, Florida, Massachusetts, New York, and Pennsylvania. Carol has a strong track record of success in providing financial advice to individuals, families, and businesses. Her areas of expertise include investment planning, retirement planning, and estate planning. Carol is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
SPECIALIZATIONS
