Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Webb-santana has been in the financial services industry since August 1993. Carol is currently registered with PFS Investments Inc. in Hamden, Connecticut. Carol has passed the Series 6, Series 26, and Series 63 exams, along with the Securities Industry Essentials Exam. Carol is licensed to sell securities in California, Connecticut, Florida, Georgia, Illinois, Kansas, Maryland, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
01/24/2007 - Present
PFS Investments Inc. (HAMDEN CT)
GA
07/28/1993 - 12/31/2006
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 01/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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