Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Compton Hopkins is a financial professional with over 20 years of experience in the industry. Carol currently holds a Series 7, Series 63 and Series 65 license and is registered with MML Investors Services, LLC. Carol has previously held positions with MSI Financial Services, Inc., LPL Financial LLC, Metropolitan Life Insurance Company, CitiStreet Equities LLC, and Prudential Securities Incorporated. Carol is a dedicated financial advisor who is committed to providing personalized financial advice to individuals, families, and businesses. Carol specializes in a variety of financial services including: financial planning, retirement planning, college savings planning, insurance planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
03/25/2017 - Present
MML Investors Services, LLC (GLASTONBURY CT)
CT
12/02/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (GLASTONBURY CT)
CT
12/04/2015 - 12/22/2015
LPL FINANCIAL LLC (FARMINGTON CT)
NY
12/02/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
11/05/2001 - 12/31/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
05/12/1999 - 11/05/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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