Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carol? Claim Your ProfileCarol Robertson is a registered representative in Connecticut with Kestra Investment Services, LLC. Carol has been in the industry since 2003. Carol has Series 7 and SIE licenses. Prior to joining Kestra Investment Services, Carol was a registered representative with LPL Financial LLC, Purshe Kaplan Sterling Investments, and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/26/2024 - Present
Kestra Investment Services, LLC (Wilton CT)
CT
12/15/2023 - 04/29/2024
LPL FINANCIAL LLC (WESTPORT CT)
CT
05/01/2020 - 12/15/2023
PURSHE KAPLAN STERLING INVESTMENTS (Westport CT)
CT
04/06/2012 - 05/23/2018
KESTRA INVESTMENT SERVICES, LLC (WESTPORT CT)
CT
04/04/2011 - 06/02/2011
SECURITIES AMERICA, INC. (WILTON CT)
CT
10/09/2000 - 01/31/2011
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
BC
Issued 05/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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