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Financial Advisors in Connecticut
11,410 Results
Unclaimed

Prudential Annuities Distributors, Inc.

location

SHELTON, CT

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Brian Ferguson has been working in the financial services industry since 2003. Brian is currently registered with Prudential Annuities Distributors, Inc. and is licensed to sell securities in Pennsylvania. Brian is also licensed to sell securities and variable products through Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian's previous experience includes roles with Blackrock Investments, LLC, FAM Distributors, Inc., and American Express Financial Advisors Inc.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Osaic Wealth, Inc.

location

MILFORD, CT

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Brian Noe is a financial advisor with over 15 years of experience in the industry. Brian currently works at Osaic Wealth, Inc. and is registered with the state of Connecticut as an Investment Advisor Representative. Prior to this role, Brian has worked at SagePoint Financial, Inc., Lincoln Financial Advisors Corporation and Park Avenue Securities LLC. Brian offers a variety of financial services including financial planning, pension consulting, and portfolio management for businesses and individuals. Brian's expertise includes a variety of investments, including variable and fixed annuities, variable and fixed life insurance, and fee planning and consulting.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Knights OF Columbus Asset Advisors LLC

location

NEW HAVEN, CT

0 Disclosures

ADVISOR BIO

Brian Barlow is an Investment Advisor Representative with Knights Of Columbus Asset Advisors LLC. Brian is registered with the state of Michigan. Brian has been in the industry since March 2007 and is currently employed with Knights Of Columbus Asset Advisors LLC. Brian is a Series 65 registered advisor. Brian's firm is Knights Of Columbus Asset Advisors LLC. Brian is specialized in 2, 4, 5, 6, 7 and 10. Brian is specialized in Portfolio management for individuals, Portfolio management for investment companies, Pension Consulting, Selection of other advisers and Portfolio management for pooled investment vehicles.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Elequin Securities LLC

location

Stamford, CT

experience

25 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Brian Park is a financial professional with over 20 years of experience in the securities industry. Brian is currently registered with Elequin Securities LLC and has previously held positions at STONEX FINANCIAL INC., WELLS FARGO SECURITIES, LLC, WACHOVIA SECURITIES, LLC, FORUM CAPITAL MARKETS LLC, and BEAR, STEARNS & CO. INC. Brian holds a number of industry certifications, including the Series 7, Series 24, Series 57TO, Series 86, Series 87, and the SIE. Brian is committed to providing his clients with the highest level of service and expertise.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Wellspring Financial, LLC | CFP ® (Certifications)

location

SOUTH WINDSOR, CT

disclosure

1 Disclosures

ADVISOR BIO

Brian Mcsheffery Andrus is a financial advisor registered with Wellspring Financial, LLC in South Windsor, CT. Brian has been in the industry since 1986 and has experience in providing financial advice to individuals and high net worth individuals. Brian holds several licenses and designations, including Series 6, Series 26, Series 65, and is a Certified Financial Planner. Brian has previously worked for a number of financial institutions, including Allstate Financial Services, LLC, Main Street Management Company, H.D. Vest Investment Securities, Inc., W.S. Griffith & Co., Inc., Phoenix Equity Planning Corporation, and Travelers Equities Sales, Inc. In addition to his work at Wellspring Financial, LLC, Brian also owns rental property, which he manages with his spouse. Brian is committed to providing his clients with personalized financial advice to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
INSURANCE PRODUCTS OFFERED AS INDEPENDENT AGENTS INCLUDE LIFE, LONG TERM CARE, LONG TERM DISABILITY, AND ANNUITIES
Unclaimed
location

Stamford, CT

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Brian Todd Trimmer is a registered representative with Maxim Group LLC. Brian has been in the securities industry for over 29 years and has a wide range of experience in the financial services industry. Brian has worked with a number of firms, including JONESTRADING, AUERBACH GRAYSON & COMPANY LLC, GUGGENHEIM SECURITIES, LLC, and WEEDEN & CO.L.P.. Brian is currently registered in Connecticut, Florida, Georgia and New York.

SPECIALIZATIONS

No specializations listed.

Unclaimed

Fiscal Dynamics Inc.

location

FARMINGTON, CT

0 Disclosures

ADVISOR BIO

Brian Sullivan is an investment advisor representative at Fiscal Dynamics Inc. Brian has been in the industry since 2001. Brian holds Series 7 and Series 66 licenses. Brian's prior employment was with JEFFERSON PILOT SECURITIES CORPORATION in FORT WAYNE, IN. Brian is registered to conduct business in Connecticut and Louisiana. Brian's firm specializes in financial planning, selection of other advisors, portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

Greenwich, CT

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Brian J. Bisesi is a financial professional with over 23 years of experience in the securities industry. Brian currently works at J.p. Morgan Securities LLC, where Brian has been employed since September 2010. Prior to that, Brian worked at J.P. MORGAN PRIME INC., Barclays Capital Inc., Lehman Brothers Inc., and Credit Suisse First Boston LLC. Brian is registered as a securities professional in all 50 states and has earned several industry licenses, including the Series 7, Series 10, Series 24, Series 4, Series 52TO, and Series 53. Brian specializes in portfolio management for individuals, businesses, and investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Rossmore Private Capital, LLC

location

GLASTONBURY, CT

0 Disclosures

ADVISOR BIO

Brian Sheehan is an investment advisor representative at Rossmore Private Capital, LLC. Brian Sheehan has been in the industry since 2014. Brian Sheehan's registrations are currently active with the state of Connecticut and the state of Texas. Brian Sheehan also serves as a Director for the Malta House of Care, Inc. Brian Sheehan has worked in the financial services industry for over 10 years, with experience at Bank of America, N.A. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian Sheehan is a Registered Representative and Investment Advisor Representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals
SOME PARTNERS OF ROSSMORE PROVIDE TRUSTEE SERVICES, SERVE AS EXECUTOR, OR AS AGENT UNDER POA.
Unclaimed

Cambridge International Securities, LLC

location

WESTPORT, CT

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Brian Greenwald is a financial professional with over 15 years of experience in the securities industry. Brian is currently registered with Cambridge International Securities, LLC in Westport, CT. Brian holds Series 7, 24, and 63 licenses, as well as the SIE designation. Brian previously worked at ZEUS FINANCIAL, LLC, NATHAN HALE CAPITAL, LLC, U.S. FINANCIAL INVESTMENTS, INC., R. SEELAUS & CO.,INC., and HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C.

SPECIALIZATIONS

No specializations listed.

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