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Brian Christopher Ferguson

Prudential Annuities Distributors, Inc.

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About Brian Christopher Ferguson

Brian Ferguson has been working in the financial services industry since 2003. Brian is currently registered with Prudential Annuities Distributors, Inc. and is licensed to sell securities in Pennsylvania. Brian is also licensed to sell securities and variable products through Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian's previous experience includes roles with Blackrock Investments, LLC, FAM Distributors, Inc., and American Express Financial Advisors Inc.

Firm Information

Brian Ferguson is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Ferguson’s Registration & Firm History

CT

07/28/2015 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

09/29/2006 - 07/23/2015

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

NY

02/10/2005 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

10/28/2003 - 02/10/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MN

07/17/2003 - 08/25/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/17/2003 - 08/25/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 07/30/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/26/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brian Christopher Ferguson.
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