Unclaimed
Brian Ferguson has been working in the financial services industry since 2003. Brian is currently registered with Prudential Annuities Distributors, Inc. and is licensed to sell securities in Pennsylvania. Brian is also licensed to sell securities and variable products through Merrill Lynch, Pierce, Fenner & Smith Incorporated. Brian's previous experience includes roles with Blackrock Investments, LLC, FAM Distributors, Inc., and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/28/2015 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
09/29/2006 - 07/23/2015
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
02/10/2005 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
10/28/2003 - 02/10/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
07/17/2003 - 08/25/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/17/2003 - 08/25/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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