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Brian Todd Trimmer

Maxim Group LLC

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About Brian Todd Trimmer

Brian Todd Trimmer is a registered representative with Maxim Group LLC. Brian has been in the securities industry for over 29 years and has a wide range of experience in the financial services industry. Brian has worked with a number of firms, including JONESTRADING, AUERBACH GRAYSON & COMPANY LLC, GUGGENHEIM SECURITIES, LLC, and WEEDEN & CO.L.P.. Brian is currently registered in Connecticut, Florida, Georgia and New York.

Firm Information

Brian Trimmer is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brian Trimmer’s Registration & Firm History

CT

08/18/2020 - Present

Maxim Group LLC (Stamford CT)

CT

06/30/2017 - 08/17/2020

JONESTRADING (Stamford CT)

NY

10/22/2015 - 07/21/2017

AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)

NY

08/01/2014 - 10/20/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

CT

05/11/2011 - 06/18/2014

WEEDEN & CO.L.P. (GREENWICH CT)

CA

11/15/1993 - 05/11/2011

WEEDEN & CO.L.P. (GREENBRAE CA)

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Licenses & Designations

BC

Issued 10/01/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brian Todd Trimmer.
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