Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brian? Claim Your ProfileBrian Park is a financial professional with over 20 years of experience in the securities industry. Brian is currently registered with Elequin Securities LLC and has previously held positions at STONEX FINANCIAL INC., WELLS FARGO SECURITIES, LLC, WACHOVIA SECURITIES, LLC, FORUM CAPITAL MARKETS LLC, and BEAR, STEARNS & CO. INC. Brian holds a number of industry certifications, including the Series 7, Series 24, Series 57TO, Series 86, Series 87, and the SIE. Brian is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/03/2022 - Present
Elequin Securities LLC (Stamford CT)
CT
01/06/2020 - 12/02/2020
STONEX FINANCIAL INC. (Stamford CT)
NY
07/01/2003 - 10/22/2019
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
MO
06/01/2000 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CT
09/24/1999 - 06/01/2000
FORUM CAPITAL MARKETS LLC (OLD GREENWICH CT)
NY
12/14/1998 - 09/21/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 03/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/10/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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