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Wendy Lisa Thomas

Allstate Financial Services, LLC

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About Wendy Lisa Thomas

Wendy Lisa Thomas is a financial advisor with Allstate Financial Services, LLC, registered with the state of Connecticut. Wendy has been in the industry since April 27, 2010 and holds the Series 6, Series 63, and SIE licenses. Wendy has been with Allstate Financial Services, LLC since April 28, 2010 and is located at 73 Main St S Ste 2D, Woodbury, CT.

Firm Information

Wendy Thomas is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Wendy Thomas’s Registration & Firm History

CT

04/28/2010 - Present

Allstate Financial Services, LLC (Woodbury CT)

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Licenses & Designations

BC

Issued 08/19/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wendy Lisa Thomas.
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