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Weston Gosling Hatfield

Northwestern Mutual Investment Services, LLC

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About Weston Gosling Hatfield

Weston Gosling Hatfield is a registered representative of Northwestern Mutual Investment Services, LLC with over eight years of experience in the financial industry. Weston has held previous roles at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Weston holds a Series 66 license as well as Series 7 and SIE. Weston is also registered with the state of New Jersey as an Investment Advisor Representative. In addition to Weston's financial services career, Weston is also an active member of the community and enjoys bartending at Fred's Restaurant in New York City.

Firm Information

Weston Hatfield is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

50 Washington St

Norwalk, CT 06854

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Weston Hatfield’s Registration & Firm History

CT

08/29/2017 - Present

Northwestern Mutual Investment Services, LLC (Norwalk CT)

NY

12/07/2015 - 08/01/2017

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

01/13/2015 - 12/08/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 5/19/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/13/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Weston Gosling Hatfield.
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