Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Seth? Claim Your ProfileSeth Thedford Toney is a registered investment advisor associated with UBS Asset Management (us) Inc. located in Stamford, Connecticut. Seth has over 20 years of experience in the financial services industry and holds a variety of licenses including Series 3, 7, and 63. He has been with UBS since 2013. Seth's commitment to providing comprehensive financial guidance and investment strategies has earned him a reputation for excellence.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/15/2013 - Present
UBS Asset Management (us) Inc. (STAMFORD CT)
NA
11/23/1988 - 12/10/1992
BT SECURITIES CORPORATION
BC
Issued 07/24/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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