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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

IRVINE, CA

experience

18 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Vincent Paul Day is a registered representative of Wells Fargo Clearing Services, LLC in Irvine, CA. Vincent has been in the securities industry since March 26, 2007 and has held previous roles with firms such as SCOTTRADE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and WELLS FARGO INVESTMENTS, LLC. Vincent is licensed in Arizona, Arkansas, California, Colorado, District of Columbia, Georgia, Hawaii, Idaho, Louisiana, Maine, Maryland, Massachusetts, Michigan, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Oregon, Tennessee, Texas, Utah, Virginia, and Washington. Vincent offers investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

CARLSBAD, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Alessi is a financial advisor with Edward Jones. Vincent has been in the industry since 2010 and is registered in 27 states. Vincent has a Series 7 and Series 66 license, as well as the SIE exam. Vincent specializes in providing financial planning, portfolio management, and investment advice to individuals, businesses, and corporations. Vincent is also an avid surfer, and enjoys spending his time off the clock on the waves.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

City National Securities, Inc. | CFP ® (Certifications)

location

GLENDALE, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Tropea is a financial professional with over 28 years of experience in the securities industry. Vincent is currently registered with City National Securities, Inc. in California, Nevada, and Washington. Vincent has held previous positions with Chase Investment Services Corp., WAMU Investments, Inc., Newpoint Securities, LLC, VMR Capital Markets US, Murphey, Marseilles, Smith & Nammack, Inc., J.B. Oxford & Company, and Reynolds Kendrick Stratton, Inc. Vincent holds Series 7, 8, 24, 27, 53, 55, and 63 licenses as well as the SIE designation. Vincent is a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

FRESNO, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Mastro is a financial advisor with LPL Financial LLC. Vincent has been working in the financial industry since 1992 and has experience in various areas, including securities, investment advisory, and insurance. He is registered with FINRA and is currently registered with the state of California. Vincent's focus is on providing financial planning, portfolio management, and other advisory services to individuals and businesses. His areas of specialization include retirement planning, college savings, and estate planning. Vincent Mastro works with clients at the Fresno office of LPL Financial LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Wells Fargo Clearing Services, LLC | CFC ® (Certifications)

location

EL SEGUNDO, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Cuomo Dicarlo is an active investment advisor representative, registered with Wells Fargo Clearing Services, LLC in California and Texas. Vincent has been in the industry since March 15, 2017. Vincent is a Chartered Financial Consultant and has passed the Series 66, Series 7 and SIE exams. Vincent specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Transamerica Financial Advisors, Inc.

location

ALVISO, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Li is a registered representative with Transamerica Financial Advisors, Inc. located in Alviso, CA. Vincent has been in the industry since 2008 and has a Series 63, SIE and Series 6 license. Vincent also has experience with World Group Securities, Inc.. Vincent provides financial planning and portfolio management for individuals.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

NEWPORT BEACH, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Lirag Sison is a financial advisor with over 20 years of experience in the financial services industry. Vincent has experience as a registered representative at UnionBanc Investment Services, LLC and Lincoln Financial Advisors Corporation. Vincent is currently an Investment Advisor Representative for Cetera Investment Advisers LLC, which is an Investment Advisor registered with the SEC. Vincent has also worked for Cetera Advisor Networks LLC, a broker-dealer registered with FINRA. Vincent is licensed in 7 states. Vincent provides financial planning and portfolio management services to individuals, businesses, and charitable organizations. Vincent also provides retirement planning and investment advice for corporations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Centaurus Financial, Inc.

location

SAN DIEGO, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Crescenzo is a registered representative with Centaurus Financial, Inc. Vincent has been in the securities industry since 1995. Vincent is registered with the following securities authorities: FINRA, state of Arizona, state of California, state of Colorado, state of Florida, state of Hawaii, state of Indiana, state of Minnesota, state of Montana, state of Nebraska, state of Nevada, state of New Jersey, state of New Mexico, state of Oregon, state of Pennsylvania, state of South Carolina, state of Texas, state of Utah, and state of Washington. Vincent holds the following securities licenses: Series 6, Series 7, Series 63, Series 65 and SIE. Vincent has experience with both individual and business clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Publication of Financial Periodicals
Unclaimed
location

LOS ANGELES, CA

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Habacon Reyes is an active investment advisor representative with Seia. Vincent has been in the industry since 1993 and currently holds registrations in California. Vincent has previously worked for OSAIC WEALTH, INC., SIGNATOR INVESTORS, INC., CROWELL, WEEDON & CO., D.A. DAVIDSON & CO. and OLDE DISCOUNT CORPORATION. Vincent holds several licenses and registrations including Series 7, Series 63, Series 55, Series 66, SIE and Series 57TO. Vincent offers financial planning, portfolio management for individuals and businesses, selection of other advisors and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Valic Financial Advisors, Inc.

location

ROSEVILLE, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Vincent Lamarca is a financial advisor with Valic Financial Advisors, Inc. in Oakland, CA. Vincent has been working in the financial industry since January 2007. Vincent holds the Series 6, 7, 63, and 65 licenses and the SIE exam. Vincent is registered to offer financial advice in California, Colorado, Nevada, Oklahoma, Oregon, Texas, and Washington.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
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