Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Tropea is a financial professional with over 28 years of experience in the securities industry. Vincent is currently registered with City National Securities, Inc. in California, Nevada, and Washington. Vincent has held previous positions with Chase Investment Services Corp., WAMU Investments, Inc., Newpoint Securities, LLC, VMR Capital Markets US, Murphey, Marseilles, Smith & Nammack, Inc., J.B. Oxford & Company, and Reynolds Kendrick Stratton, Inc. Vincent holds Series 7, 8, 24, 27, 53, 55, and 63 licenses as well as the SIE designation. Vincent is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
11/25/2024 - Present
City National Securities, Inc. (GLENDALE CA)
CA
05/02/2009 - 04/08/2010
CHASE INVESTMENT SERVICES CORP. (HOLLYWOOD CA)
CA
11/25/2003 - 05/02/2009
WAMU INVESTMENTS, INC. (LOS ANGELES CA)
CA
06/22/2000 - 12/01/2003
NEWPOINT SECURITIES, LLC (BEVERLY HILLS CA)
CA
09/09/1997 - 07/26/2000
VMR CAPITAL MARKETS US (BEVERLY HILLS CA)
NY
12/16/1996 - 05/08/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
CA
06/30/1994 - 12/04/1996
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
NA
04/15/1994 - 06/13/1994
REYNOLDS KENDRICK STRATTON, INC.
BC
Issued 04/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/01/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/31/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/29/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Vincent Tropea is the right advisor for you? Invested Better is here to help.
