Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Vincent? Claim Your ProfileVincent Paul Day is a registered representative of Wells Fargo Clearing Services, LLC in Irvine, CA. Vincent has been in the securities industry since March 26, 2007 and has held previous roles with firms such as SCOTTRADE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and WELLS FARGO INVESTMENTS, LLC. Vincent is licensed in Arizona, Arkansas, California, Colorado, District of Columbia, Georgia, Hawaii, Idaho, Louisiana, Maine, Maryland, Massachusetts, Michigan, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Oregon, Tennessee, Texas, Utah, Virginia, and Washington. Vincent offers investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/18/2019 - Present
Wells Fargo Clearing Services, LLC (IRVINE CA)
CA
08/10/2015 - 03/07/2018
SCOTTRADE, INC. (ORANGE CA)
CA
06/12/2012 - 01/30/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LONG BEACH CA)
CA
09/04/2007 - 11/29/2010
WELLS FARGO INVESTMENTS, LLC (LONG BEACH CA)
CA
12/13/2004 - 07/02/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LONG BEACH CA)
CA
03/30/2004 - 12/14/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
02/05/2003 - 11/20/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
06/25/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
BOTH
Issued 01/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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