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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

J.p. Morgan Securities LLC

location

POWAY, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Victor Estevan Vazquez is a registered representative with J.P. Morgan Securities LLC in POWAY, CA. Victor has been in the financial services industry since 2022 and has experience with TD Ameritrade, Inc. Victor is licensed to sell securities in California, North Carolina, and Texas. Victor specializes in 1, 2, 4, 5, and 6. J.P. Morgan Securities LLC is a registered broker-dealer and investment adviser with a total of over $249 billion in assets under management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

BURLINGAME, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Victor Adrian Sales Antonio has been in the financial services industry since 2006. Victor Adrian is a registered representative with Fidelity Personal And Workplace Advisors. Victor Adrian has worked for several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc. and Wells Fargo Investments, LLC. Victor Adrian is a licensed Investment Advisor Representative in the states of California and Texas. Victor Adrian specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

LONG BEACH, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Victor gutierrez Muro is a registered representative with J.p. Morgan Securities LLC. Victor is licensed to provide investment advice and securities transactions in the state of California. Victor has a Series 63, Series 6TO, and SIE license. Victor has been in the securities industry since December 12, 2022. Victor's firm, J.p. Morgan Securities LLC, is headquartered in New York, NY and has been in business since 1972. The firm provides a wide range of investment services to both individual and institutional clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

WESTLAKE VILLAGE, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Victoria Lynn Moore is a financial professional with over 20 years of experience in the financial services industry. Victoria is currently registered with Wells Fargo Clearing Services, LLC and has previously worked with firms such as Wedbush Securities Inc., Securities America, Inc., and AFA Financial Group, LLC. Victoria holds the Series 63, Series 7, and SIE licenses, and is registered with the state of California. Victoria provides financial planning and investment advisory services to both individual and business clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Ameriprise Financial Services, LLC

location

SANTA CLARA, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Victoria Simpson is an investment advisor representative with Ameriprise Financial Services, LLC. Victoria is registered with the state of California. Victoria has been in the securities industry since November 12, 2014. Victoria has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination and the General Securities Representative Examination.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

UBS Financial Services Inc.

location

SAN FRANCISCO, CA

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Victoria Hargrove is a financial advisor at UBS Financial Services Inc. in San Francisco, CA. Victoria is registered with FINRA and has been in the industry for over 34 years. She has a wide range of experience in the industry, having worked for several prominent firms, including Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., and PaineWebber Incorporated. Victoria has Series 7, Series 31, Series 63, and Series 66 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Steelpeak Wealth, LLC

location

WOODLAND HILLS, CA

0 Disclosures

ADVISOR BIO

Victoria Harding is an investment advisor representative with Steelpeak Wealth, LLC, based in Woodland Hills, California. Victoria specializes in financial planning, selection of other advisers, and portfolio management for individuals and businesses. Victoria Harding is a registered investment advisor in the state of California. Victoria Harding holds a Series 65 license. Victoria Harding has over 10 years of experience in the financial services industry.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

PLACERVILLE, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Victoria Hunt is a financial advisor with Edward Jones. Victoria has been in the financial services industry since December 2018 and holds licenses in several states. She is dedicated to helping individuals and families achieve their financial goals. Victoria has a strong understanding of a variety of investment strategies and products, and she is committed to providing personalized service to her clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

LOS ANGELES, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Victoria Unger is a financial advisor at Wells Fargo Clearing Services, LLC. Victoria is a registered representative with Series 7 and 66 securities licenses and has been in the industry since 2001. Victoria has experience with both individual and institutional clients. Victoria has worked at Morgan Stanley, Citigroup Global Markets Inc., and JP Morgan Securities Inc. Victoria is also an investment advisor representative and has been in this role since 2014.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Planmember Securities Corp. | CFP ® (Certifications)

location

SAN DIEGO, CA

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Victoria Winkelman is a financial advisor with over 30 years of experience in the industry. Victoria is currently registered with Planmember Securities Corp. and has been with them since January 2005. Victoria is a Certified Financial Planner and holds Series 6, 7, and 63 securities licenses. Victoria has held previous registrations with several other firms including Legend Equities Corporation, Investors Brokerage Services, Inc., and Lincoln Financial Advisors Corporation.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PROVIDES INVESTMENT SUPERVISORY SERVICES

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