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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Osaic Wealth, Inc.

location

LOS ANGELES, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Luis Aihara is a financial advisor with over 30 years of experience in the industry. Douglas is currently registered with Osaic Wealth, Inc. and has previously worked with other firms such as Signator Investors, Inc., Transamerica Financial Advisors, Inc, and Massachusets Mutual Life Insurance Company. Douglas is a Series 6 and Series 63 licensed advisor. His expertise lies in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services for both individuals and businesses. Douglas works with a range of clients, including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SACRAMENTO, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Haskin is an investment advisor representative with Wells Fargo Clearing Services, LLC, where Douglas has been employed since February 2019. Douglas previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Douglas has a background in financial services and is registered with the state of California and Texas. Douglas specializes in providing investment advice and services to individuals, businesses, corporations, insurance companies, charitable organizations, high-net-worth individuals, pension plans, and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Pruco Securities, LLC

location

IRVINE, CA

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Urata is a financial professional with over 30 years of experience in the industry. Douglas has a strong background in securities and investment products, having held positions at various firms, including Pacific Select Distributors, LLC and Transamerica Financial Resources, Inc. Currently, Douglas is a registered representative with Pruco Securities, LLC. Douglas specializes in providing financial advice and services to a variety of clients, including high-net-worth individuals, businesses, and trusts.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Emerson Equity LLC

location

SAN MATEO, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Craig Evans is an investment advisor representative at Emerson Equity LLC. Douglas has been in the industry since March 28, 2000. Douglas is registered in New Jersey as a broker-dealer. Previously, Douglas has worked for a number of firms, including Tradesk Securities, Inc., Hickory Capital, LLC, Stalwart Capital, LLC, Charles Vista LLC, Windham Securities, Inc., Roan-Meyers Associates, LP, Roan Capital Partners L.P., Taylor Stuart Financial, The Golden, Lender Financial Group, Inc., Polaris Financial Services, Inc., Merit Capital Associates, Inc., G.R. Stuart & Company, Inc., Financial Securities Network,INC., A. G. Edwards & Sons, Inc. and Lehman Brothers Inc.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
MANAGEMENT OF PRIVATE PLACEMENT LIFE INSURANCE / INSURANCE DEDICATED FUNDS (SINGLE INVESTOR PRIVATE FUNDS)
Unclaimed

Coppell Advisory Solutions LLC

location

ORANGE, CA

0 Disclosures

ADVISOR BIO

Douglas Bridgman is an Investment Advisor Representative associated with Coppell Advisory Solutions LLC. Douglas has been in the industry since at least February 2015 and is licensed in California. Douglas is also a licensed life/health insurance agent conducting business through Mosley Financial Services. Douglas specializes in providing financial planning, selection of other advisors, and portfolio management for businesses and individuals. The advisor is registered with the state of California and is currently applying for registration with the state of California through the IARCE process.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.derek Lewis & Associates, Inc. | CFC ® (Certifications)

location

NEWPORT BEACH, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Hyepock is a financial advisor with over 28 years of experience in the industry. Douglas is registered with J.derek Lewis & Associates, Inc. and is licensed to provide investment advice in Arizona, California, Colorado, Georgia, Idaho, Kansas, Michigan, Missouri, Nevada, North Carolina, Oregon, Pennsylvania, Texas, Utah, Washington and Wyoming. Douglas holds multiple licenses and certifications, including Series 7, Series 24, Series 63, Series 66, and Series 99TO, and is also a Chartered Financial Consultant.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SAN DIEGO, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Thomas Peart is a financial advisor with Wells Fargo Clearing Services, LLC, having joined the firm in 2016. Douglas has been in the financial industry since 1994, starting with Prudential Securities Incorporated. Douglas is registered as a Registered Representative in California and a Registered Investment Advisor in Texas. Douglas specializes in working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

LA JOLLA, CA

experience

33 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

Douglas Cochran is a financial advisor currently registered with Morgan Stanley. Douglas has been working in the financial services industry since October 6, 1991. Douglas is licensed in 28 states including Texas where Douglas is a resident. Previously, Douglas worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc., M.L. Stern & Co., LLC, and Pacific Capital Partners, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Oakland, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Edward Gainer is a financial advisor with over 15 years of experience in the financial industry. Douglas Gainer is currently registered with Morgan Stanley and has been with the firm since 2009. Prior to joining Morgan Stanley, Douglas Gainer was with CITIGROUP GLOBAL MARKETS INC. Douglas Gainer holds Series 3, 7, 9, 10, 31, 63, and 65 licenses and is registered in multiple states. Douglas Gainer provides financial advice and investment management services to a wide range of clients, including individuals, families, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Allworth Financial, LP

location

SACRAMENTO, CA

0 Disclosures

ADVISOR BIO

Douglas Balmain is a registered investment advisor representative with Allworth Financial, LP in Sacramento, CA. Douglas has been in the industry since March 2013. Douglas is also a partner at Way West Properties in Auburn, CA. Allworth Financial, LP provides investment advisory services including financial planning, portfolio management, pension consulting and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals

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