linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Douglas James Urata

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Douglas? Claim Your Profile

About Douglas James Urata

Douglas Urata is a financial professional with over 30 years of experience in the industry. Douglas has a strong background in securities and investment products, having held positions at various firms, including Pacific Select Distributors, LLC and Transamerica Financial Resources, Inc. Currently, Douglas is a registered representative with Pruco Securities, LLC. Douglas specializes in providing financial advice and services to a variety of clients, including high-net-worth individuals, businesses, and trusts.

Firm Information

Douglas Urata is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Douglas Urata’s Registration & Firm History

CA

03/01/2022 - Present

Pruco Securities, LLC (IRVINE CA)

CA

08/19/2004 - 04/15/2021

PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)

CA

04/23/1991 - 02/23/1999

TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)

CA

08/03/1987 - 07/31/1995

TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)

NA

12/06/1985 - 08/26/1988

TRANSAMERICA FINANCIAL RESOURCES, INC.

NA

10/20/1980 - 04/09/1984

EQUICO SECURITIES, INC.

NA

07/08/1980 - 04/09/1984

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Not sure if Douglas James Urata is right for you?

Licenses & Designations

BC

Issued 03/26/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/13/1994

Series 7 - General Securities Representative Examination

BC

Issued 06/30/1980

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas James Urata.
Not sure if Douglas James Urata is right for you?