Unclaimed
Douglas Luis Aihara is a financial advisor with over 30 years of experience in the industry. Douglas is currently registered with Osaic Wealth, Inc. and has previously worked with other firms such as Signator Investors, Inc., Transamerica Financial Advisors, Inc, and Massachusets Mutual Life Insurance Company. Douglas is a Series 6 and Series 63 licensed advisor. His expertise lies in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services for both individuals and businesses. Douglas works with a range of clients, including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (LOS ANGELES CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (LOS ANGELES CA)
CA
10/29/1993 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
06/23/1989 - 05/21/1990
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
06/23/1989 - 05/21/1990
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
07/01/1987 - 10/08/1988
MML INVESTORS SERVICES, INC.
NA
07/01/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BC
Issued 09/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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