Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Craig Evans is an investment advisor representative at Emerson Equity LLC. Douglas has been in the industry since March 28, 2000. Douglas is registered in New Jersey as a broker-dealer. Previously, Douglas has worked for a number of firms, including Tradesk Securities, Inc., Hickory Capital, LLC, Stalwart Capital, LLC, Charles Vista LLC, Windham Securities, Inc., Roan-Meyers Associates, LP, Roan Capital Partners L.P., Taylor Stuart Financial, The Golden, Lender Financial Group, Inc., Polaris Financial Services, Inc., Merit Capital Associates, Inc., G.R. Stuart & Company, Inc., Financial Securities Network,INC., A. G. Edwards & Sons, Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/10/2024 - Present
Emerson Equity LLC (SAN MATEO CA)
NJ
06/02/2023 - 07/17/2023
TRADESK SECURITIES, INC. (SHORT HILLS NJ)
NJ
04/04/2018 - 12/25/2020
HICKORY CAPITAL, LLC (Hillsdale NJ)
NJ
09/10/2009 - 03/28/2016
STALWART CAPITAL, LLC (HILLSDALE NJ)
NJ
12/03/2004 - 03/16/2009
CHARLES VISTA LLC (HILLSDALE NJ)
NY
04/21/2003 - 10/27/2003
WINDHAM SECURITIES, INC. (NEW YORK NY)
NY
01/18/2000 - 07/23/2002
ROAN-MEYERS ASSOCIATES, LP (NEW YORK NY)
NY
07/06/1999 - 01/18/2000
ROAN CAPITAL PARTNERS L.P. (NEW YORK NY)
NY
08/03/1998 - 06/28/1999
TAYLOR STUART FINANCIAL (GREAT NECK NY)
NY
08/27/1997 - 07/27/1998
THE GOLDEN, LENDER FINANCIAL GROUP, INC. (NEW YORK NY)
NH
08/05/1996 - 02/04/1997
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
CT
09/09/1993 - 08/16/1996
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
MA
03/16/1993 - 09/01/1993
G.R. STUART & COMPANY, INC. (MAYNARD MA)
NA
01/27/1993 - 03/16/1993
FINANCIAL SECURITIES NETWORK,INC.
MO
02/11/1992 - 10/08/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
09/24/1991 - 02/05/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 08/11/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 06/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/14/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/24/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/14/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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