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Portfolio Management for Individuals Advisors in California
5,469 Results
Unclaimed

Morgan Stanley

location

Beverly Hills, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Soo mi Kim is a registered investment advisor representative with Morgan Stanley, located in Beverly Hills, California. Soo mi has been in the industry since 2019 and holds Series 63, 65, 7TO and SIE licenses. Soo mi is registered in 38 states and specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, portfolio management for businesses, individuals and investment companies, and the selection of other advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Long Beach, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Sophat Heng is a financial advisor at Morgan Stanley. Sophat has been in the industry since 2017. Sophat holds the Series 7, Series 66, and SIE licenses and is registered in 37 states. Prior to joining Morgan Stanley, Sophat worked at T. Rowe Price Investment Services, Inc. and First Command Financial Planning, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Palo Alto, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Sophia Szeto is a registered representative with Morgan Stanley. Sophia is licensed to provide investment advice in California. Sophia has been in the financial services industry since 2013. Sophia holds the Series 7TO and SIE licenses. Sophia has a history of working in the insurance industry before joining Morgan Stanley.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Morgan Stanley

location

San Francisco, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Sophia Wu is a financial advisor registered with Morgan Stanley. Sophia has been in the securities industry since January 9, 2018. Sophia is registered with the state of California as a broker-dealer and investment advisor. Sophia is also registered with the state of Texas as an investment advisor. Sophia is a licensed Series 7 and Series 66 representative. Sophia has a background in the financial services industry and has experience working with individual clients, corporations, and institutions. Sophia provides a range of financial services, including investment advice, financial planning, and portfolio management. Sophia has been with Morgan Stanley since March 2023. Prior to that, Sophia was employed by E*TRADE Securities LLC. Sophia is committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Los Angeles, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Sophia Dion is a registered representative with Morgan Stanley. Sophia has been in the industry since October 11, 1994. Sophia's primary business location is in Los Angeles, CA. Sophia is also registered with FINRA and is licensed in several states. Sophia holds several securities licenses including Series 7, 9, 10, 31, 63, and 66. Sophia has been employed with Morgan Stanley since June 2009. Sophia was previously employed at MORGAN STANLEY & CO. INCORPORATED from October 12, 1994 to June 1, 2009.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

IRVINE, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Sophia Oh-nguyen is a financial advisor who has been in the industry since January 2010. Sophia currently works at Morgan Stanley and has held previous positions at Wells Fargo Advisors, LLC, Woodbury Financial Services, Inc., and Morgan Stanley & Co. Incorporated. Sophia is licensed to provide financial advice in 44 states and the District of Columbia. Sophia specializes in providing asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies. Sophia is committed to providing her clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Palo Alto, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Sophia Pires Ramalho is a financial advisor with Morgan Stanley. Sophia is based in Palo Alto, CA, and has been working in the financial services industry since May 2007. Sophia has Series 7 and 66 registrations. In addition to Morgan Stanley, Sophia has previously worked for Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Sophia is registered with FINRA, and holds licenses in 33 states and 2 other jurisdictions. Sophia's focus is on providing financial planning, portfolio management, and pension consulting services to individual clients, as well as businesses, investment companies, and charitable organizations. Sophia and her team at Morgan Stanley are committed to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Principal Asset Management

location

Folsom, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Sophie Tenaglia is a Registered Representative and Investment Advisor Representative. Sophie has been in the financial services industry since October 30, 2004, working with individuals and families in the Folsom, CA area. Sophie is currently registered with Principal Asset Management and is licensed in California to provide advisory services. Sophie has also held a previous role with UBS Financial Services Inc. She is committed to helping clients achieve their financial goals and provides a range of services including portfolio management, asset allocation, and financial planning.

SPECIALIZATIONS

Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
SPREAD LENDING MANAGEMENT AND ADVICE; ASSET ALLOCATION SERVICES; PROVIDING MODEL PORTFOLIOS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Alliancebernstein LP

location

Los Angeles, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Sophie Mekjian is a registered investment advisor representative with Alliancebernstein LP, based in Los Angeles, California. Sophie has been in the industry since August 2021. Sophie holds both Series 63 and 65 licenses, as well as the Series 7 and SIE exams. Sophie has worked for several firms in the past, including STARTENGINE PRIMARY LLC and Retention Science. Sophie specializes in providing financial planning, portfolio management for businesses, individuals and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed
location

San Francisco, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Sora Araim-ibrahim is a registered representative with Morgan Stanley. Sora has been in the industry since February 6, 2007 and holds the Series 66, Series 7 and SIE licenses. Sora is registered in 51 states and has been associated with Morgan Stanley since June 2009. Prior to that, Sora was with CITIGROUP GLOBAL MARKETS INC. from March 2000 to June 2009.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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