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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophia? Claim Your ProfileSophia Pires Ramalho is a financial advisor with Morgan Stanley. Sophia is based in Palo Alto, CA, and has been working in the financial services industry since May 2007. Sophia has Series 7 and 66 registrations. In addition to Morgan Stanley, Sophia has previously worked for Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Sophia is registered with FINRA, and holds licenses in 33 states and 2 other jurisdictions. Sophia's focus is on providing financial planning, portfolio management, and pension consulting services to individual clients, as well as businesses, investment companies, and charitable organizations. Sophia and her team at Morgan Stanley are committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/25/2020 - Present
Morgan Stanley (Palo Alto CA)
CA
01/03/2011 - 11/16/2017
WELLS FARGO CLEARING SERVICES, LLC (PALO ALTO CA)
CA
05/11/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MENLO PARK CA)
BOTH
Issued 09/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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