Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sophie? Claim Your ProfileSophie Tenaglia is a Registered Representative and Investment Advisor Representative. Sophie has been in the financial services industry since October 30, 2004, working with individuals and families in the Folsom, CA area. Sophie is currently registered with Principal Asset Management and is licensed in California to provide advisory services. Sophie has also held a previous role with UBS Financial Services Inc. She is committed to helping clients achieve their financial goals and provides a range of services including portfolio management, asset allocation, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
CA
03/23/2022 - Present
Principal Asset Management (Folsom CA)
CA
07/27/2004 - 02/27/2008
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
BOTH
Issued 04/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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