Unclaimed
Vincent Dinneen is a financial professional with over 35 years of experience in the financial industry. He is currently registered with Cetera Investment Advisers LLC and has been a licensed financial professional in multiple states. Vincent has experience in areas such as financial planning, portfolio management for businesses and individuals. Prior to joining Cetera Investment Advisers LLC, Vincent was associated with First Allied Securities, Inc., Round Hill Securities, Inc., and several other financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/12/2020 - Present
Cetera Investment Advisers LLC (WALNUT CREEK CA)
CA
06/13/2005 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (WALNUT CREEK CA)
CA
07/19/1994 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
NA
11/29/1993 - 02/22/1996
CIRE SECURITIES
NA
08/28/1991 - 01/01/1994
RAYMOND-MARTIN FINANCIAL INC.
AZ
05/30/1991 - 01/27/1992
SPELMAN & CO., INC. (PHOENIX AZ)
NV
04/30/1991 - 06/18/1991
FINANCIAL WEST GROUP (RENO NV)
NA
04/26/1989 - 04/30/1991
FINANCIAL WEST INVESTMENT GROUP
NA
01/03/1989 - 02/11/1989
EMMETT A LARKIN COMPANY, INC.
NA
01/25/1985 - 01/01/1989
BARABAN SECURITIES, INC.
BOTH
Issued 11/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/1987
Series 24 - General Securities Principal Examination
BC
Issued 11/25/1985
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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