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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tracy? Claim Your ProfileTracy Newquist is an investment advisor representative with DWR Wealth Management, LLC. Tracy has been working in the financial industry since 2001. Tracy has been registered with the state of California since 2021 and with the state of Texas since 2024. Tracy specializes in financial planning, pension consulting, and selection of other advisors. Tracy is also a board member and treasurer of Balanced Access, a non-profit organization. Tracy is a dedicated professional who is committed to providing her clients with the highest quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/28/2024 - Present
DWR Wealth Management, LLC (San Jose CA)
CA
12/08/2016 - 03/31/2020
SECURITIES AMERICA, INC. (MORGAN HILL CA)
CA
12/18/2008 - 12/08/2016
FOOTHILL SECURITIES, INC. (MORGAN HILL CA)
CA
02/03/2006 - 12/17/2008
EPLANNING SECURITIES, INC. (MORGAN HILL CA)
SC
03/20/2001 - 02/07/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 04/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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