ADVISOR BIO

Spencer C. Haly is an Investment Advisor Representative at IEQ Capital, LLC. Spencer has been in the industry for over 4 years. Spencer is registered with the state of California. Spencer holds the Series 65 license. Spencer is an active Investment Advisor Representative. Spencer has experience in financial planning and portfolio management for both businesses and individuals. Spencer has worked with a variety of clients, including high-net-worth individuals and charitable organizations. Spencer is committed to providing clients with personalized advice and strategies that help them achieve their financial goals.

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ADVISOR BIO

Spencer Southard Kelly is an Investment Advisor Representative at Regatta Capital Group, LLC. Spencer Kelly has been in the financial services industry since 2004. Spencer Kelly's office is located in El Segundo, CA. Regatta Capital Group, LLC provides financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles. Spencer Kelly is registered with the state of California.

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ADVISOR BIO

Spencer David Sherman is a financial advisor who has been in the industry since 1987. Spencer David Sherman is registered with the state of California and works for Abacus Wealth Partners. The firm has offices in Sebastopol and Santa Monica, CA. Spencer David Sherman has a long history of experience working in the financial services industry. Spencer David Sherman holds the Series 7, Series 6, Series 63, and Series 65 licenses. Spencer David Sherman also holds the Certified Financial Planner (CFP) designation. The firm focuses on providing financial planning, portfolio management, and consulting services to individuals, high net worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, pooled investment vehicles, and other investment advisors.

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ADVISOR BIO

Spencer James Pena is a registered representative with Morgan Stanley. Spencer has been active in the securities industry since December 2017. Spencer holds the Series 66, Series 7, and SIE licenses. Spencer specializes in working with individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, insurance companies, investment companies, charitable organizations, and state or municipal government entities. Spencer works with clients on asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses, individuals, and investment companies.

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ADVISOR BIO

Spencer Eric Gordon is an Investment Advisor Representative at IEQ Capital, LLC. Spencer has been in the industry since January 2017 and is registered with the state of California. Spencer holds the Series 65 license. IEQ Capital, LLC is a registered investment advisor with the SEC. They are a fee-based firm with a focus on financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.

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ADVISOR BIO

Spencer N. Taggart is a financial advisor who has been in the industry since November 2016. Spencer is currently registered with Cuso Financial Services, LP and is licensed in 37 states and two territories. Spencer holds Series 7 and Series 66 licenses. Spencer's areas of expertise include financial planning, portfolio management, and educational seminars. Spencer has experience working with individuals, high-net-worth individuals, corporations, and charitable organizations. Spencer works with clients throughout the United States.

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ADVISOR BIO

Spencer Kataoka Kaplan is a registered investment advisor representative with J.p. Morgan Securities LLC. Spencer has been in the financial industry since October 2014. Spencer is registered in 53 states and has a Series 7, Series 63, and Series 65 license. Spencer is also registered as an investment advisor representative with J.P. MORGAN SECURITIES LLC. J.p. Morgan Securities LLC is a broker-dealer and investment advisor registered with the SEC.

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ADVISOR BIO

Spencer Jung is a financial advisor with Osaic Wealth, Inc. Spencer has been a registered representative for over 2 years. Spencer is licensed to provide financial services in California, Colorado, Nevada, New York, Oklahoma and Texas. Spencer offers a variety of financial planning services, including portfolio management, retirement planning, and educational seminars. Spencer is also a licensed insurance agent.

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ADVISOR BIO

Spencer Curtius Lewis is a financial advisor with LPL Financial LLC. Spencer has been a registered representative with FINRA and an investment advisor representative with the state of California since May 2008. Prior to working with LPL Financial LLC, Spencer worked with UVEST FINANCIAL SERVICES GROUP, INC. in Charlotte, NC. Spencer has been in the financial services industry since April 2008. Spencer holds the Series 7, Series 24, Series 66, Series 99TO, and SIE licenses.

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ADVISOR BIO

Spencer Verrill is a financial advisor with J.P. Morgan Securities LLC. Spencer is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 79TO, SIE and Series 63 licenses. Spencer has been active in the financial industry since February 2024 and has a broad range of experience. Spencer is registered in 53 states and is licensed to offer a variety of financial products and services, including investment banking, financial planning, and portfolio management.

SPECIALIZATIONS