Unclaimed
Spencer Nathan Torgan is a financial advisor with over 15 years of experience in the industry. Spencer is currently registered with Morgan Stanley and has been with the firm since June 2015. Prior to joining Morgan Stanley, Spencer was a financial advisor with WELLS FARGO ADVISORS, LLC. Spencer holds a Series 66, Series 7, and SIE licenses and is registered to provide investment advice in 48 states. Spencer's areas of specialization include investment management, financial planning, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/08/2015 - Present
Morgan Stanley (Westlake Village CA)
CA
06/27/2005 - 06/10/2015
WELLS FARGO ADVISORS, LLC (WESTLAKE VILLAGE CA)
BOTH
Issued 10/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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