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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Edwin Taylor is an investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Spencer has been in the securities industry since August 13, 2012 and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since December 4, 2009. Spencer holds Series 63, 65, 66, 7, 9, 10, and SIE licenses. Spencer is registered in 53 states for broker-dealer activities and 2 states for investment advisor activities. Spencer has a history of working with a wide range of clients including individuals, high net worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/14/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SANTA CLARITA CA)
CA
12/04/2009 - 05/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VALENCIA CA)
IA
Issued 03/30/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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