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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer David Sherman is a financial advisor who has been in the industry since 1987. Spencer David Sherman is registered with the state of California and works for Abacus Wealth Partners. The firm has offices in Sebastopol and Santa Monica, CA. Spencer David Sherman has a long history of experience working in the financial services industry. Spencer David Sherman holds the Series 7, Series 6, Series 63, and Series 65 licenses. Spencer David Sherman also holds the Certified Financial Planner (CFP) designation. The firm focuses on providing financial planning, portfolio management, and consulting services to individuals, high net worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, pooled investment vehicles, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
11/19/2009 - Present
Abacus Wealth Partners (SEBASTOPOL CA)
NA
09/25/1989 - 12/15/1993
PENN MUTUAL EQUITY SERVICES, INC.
NA
07/28/1987 - 09/25/1989
JANNEY MONTGOMERY SCOTT INC.
NA
01/12/1987 - 09/21/1987
EQUICO SECURITIES, INC.
NA
01/12/1987 - 09/09/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
07/29/1987 - 08/11/1987
NYLIFE SECURITIES INC.
IA
Issued 02/02/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 01/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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