Years of Experience
5-20+ Years
Los Angeles, CA
31 Years Experience
0 Disclosures
ADVISOR BIO
Rose Mary Faranal is a financial advisor with UBS Financial Services Inc. Rose Mary has been in the financial industry since 1993. Rose Mary has a Series 63, Series 7, and SIE license. Rose Mary has been registered with UBS Financial Services Inc. since 2015. Before joining UBS Financial Services Inc. Rose Mary was with J.P. MORGAN SECURITIES LLC. Rose Mary is registered in 18 states. Rose Mary specializes in 1, 2, 3, 4, 5, 6, and 9.
SPECIALIZATIONS
SAN DIEGO, CA
9 Years Experience
0 Disclosures
ADVISOR BIO
Roseann Lyons is a financial professional with LPL Financial LLC. Roseann has been in the financial industry since August 2015 and is currently registered with FINRA as an Investment Advisor Representative. Roseann holds Series 99 and SIE licenses.
SPECIALIZATIONS
VALLEJO, CA
7 Years Experience
0 Disclosures
ADVISOR BIO
Roselaure Etienne is a financial advisor with Wells Fargo Clearing Services, LLC. She has been active in the financial services industry since 2016. Roselaure holds a Series 6 license, as well as the Series 63 and SIE exams. Roselaure is registered with the state of California and has been working at Wells Fargo Clearing Services, LLC since 2018. Roselaure previously worked for Wells Fargo Clearing Services, LLC in Vacaville, CA.
SPECIALIZATIONS
ORANGE, CA
14 Years Experience
0 Disclosures
ADVISOR BIO
Rosemarie Borson is an Investment Advisor Representative at LPL Financial LLC. Rosemarie has been in the industry since 2000 and holds several licenses including Series 7, Series 63, Series 65, Series 66 and Series 24. Rosemarie is registered to provide advisory services in California. Prior to joining LPL Financial LLC, Rosemarie worked at FSC Securities Corporation and Royal Alliance Associates, Inc.. Rosemarie specializes in providing financial planning and investment advice to individuals and families.
SPECIALIZATIONS
ENCINO, CA
28 Years Experience
0 Disclosures
ADVISOR BIO
Rosemarie Robinson is an Investment Advisor Representative with Kestra Advisory Services, LLC. Rosemarie has been in the financial industry since 1996. Rosemarie has a series 6, 7, 63, and 65 license as well as the SIE exam. Rosemarie specializes in portfolio management for individuals and businesses, and she has experience in financial planning and pension consulting. Rosemarie is registered to provide investment advisory services in Arizona, California, Georgia, Massachusetts, Nevada, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Vermont, Virginia, and Washington. Rosemarie was previously registered with Financial Network Investment Corporation. Rosemarie is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
SPECIALIZATIONS
Beverly Hills, CA
30 Years Experience
0 Disclosures
ADVISOR BIO
Rosemarie Hajjar is a financial advisor with UBS Financial Services Inc., and has been working in the financial services industry since September 21, 1994. Rosemarie is registered in Arizona, California, Oregon, Texas, and Utah. Rosemarie has a Series 63, Series 7 and SIE license. Rosemarie's office is located in Beverly Hills, California.
SPECIALIZATIONS
SAN DIEGO, CA
31 Years Experience
2 Disclosures
ADVISOR BIO
Rosemary Carlisle is a registered investment advisor representative with Wells Fargo Clearing Services, LLC, having been in the industry since 1993. Rosemary is registered to provide investment advice in Arizona, California, and Texas. Rosemary is also licensed as a securities agent in Arizona, California, Colorado, District of Columbia, Florida, Illinois, Massachusetts, Minnesota, North Carolina, Texas, and Washington. Rosemary's previous experience includes roles at WELLS FARGO INVESTMENTS, LLC, WELLS FARGO SECURITIES INC., and MARKETING ONE SECURITIES, INC. Rosemary's firm, Wells Fargo Clearing Services, LLC, manages over $500 billion in assets.
SPECIALIZATIONS
ROSEVILLE, CA
23 Years Experience
0 Disclosures
ADVISOR BIO
Rosemary Fatima Johnson has been in the financial services industry since May 19, 2002. Rosemary is currently registered with Wells Fargo Clearing Services, LLC, in California and Texas. Rosemary is licensed to offer securities and investment advisory services to individuals, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and other clients. Rosemary has worked at Summit Brokerage Services, Inc., Wells Fargo Investments, LLC, Wachovia Securities Financial Network, LLC, and Morgan Stanley DW Inc. Rosemary has a strong track record of providing financial advice and investment management services to clients.
SPECIALIZATIONS
CARPINTERIA, CA
28 Years Experience
0 Disclosures
ADVISOR BIO
Rosemary Stevens is a financial advisor with over 25 years of experience in the financial industry. Rosemary is currently registered with Planmember Securities Corp. as an Investment Advisor Representative (IAR) and registered in multiple states for securities. Previously, Rosemary was employed at several other firms including Symetra Investment Services, Inc., Woodbury Financial Services, Inc., Multi-Financial Securities Corporation, Vestar Securities Corporation and Locust Street Securities, Inc. Rosemary has a strong background in both securities and investment advisory services and has successfully helped clients achieve their financial goals.
SPECIALIZATIONS
NEWPORT BEACH, CA
1 Years Experience
0 Disclosures
ADVISOR BIO
Rosemary Catherine O'Brien is a registered representative with Cetera Investment Advisers LLC in Newport Beach, CA. Rosemary has been working in the financial services industry since 2021 and has a Series 7TO, SIE, and Series 66 licenses. Rosemary specializes in providing financial planning and portfolio management services to individuals, businesses, and charitable organizations.
SPECIALIZATIONS